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038-04 BOARD OF SUPERVISORS Resolution HP Hood WHEREAS, HP Hood has made known its intent to expand its manufacturing operation by making new taxable real estate and machinery and tools investments and new jobs; and WHEREAS, the company meets the policy guidelines of the Frederick County Economic Development Incentives Fund as established by the Winchester-Frederick County Economic Development Commission in 1995; BE IT RESOLVED, that the Board of Supervisors for the County of Frederick, Virginia does hereby approve and appropriate the payment of $450,000.00 to the Industrial Development Authority of Frederick County, Virginia from the Frederick County Economic Development Incentive Fund to expand its manufacturing operation for HP Hood in Frederick County, Virginia. BE IT RESOLVED, that said funds are subject to an executed Memorandum of Understanding outlining the required performance criteria. BE IT FURTHER RESOLVED, that the Board of Supervisors for the County of Frederick, Virginia, does authorize the County Administrator to execute the Memorandum of Understanding on its behalf. Upon motion duly made byW._Rarrington Smitltseconded by Barbara E. Van Osten and on the votes hereafter recorded, ADOPTED, this~th day Janua.!"L-, 2004. Lynda Tyler Aye Gary Dove Aye Barbara Van Osten Aye Richard C. Shickle Aye W. Harrington Smith, Jr. -~~ Bill Ewing ~ Gina Forrester _1:::z~ A COPY TESTE: f1/:& Clerk, Board of Supervisors Resolution No.: 038-04 MEMORANDUM OF UNDERSTANDING THIS MEMORANDUM OF UNDERSTANDING, (the "Memorandum") made and dated this 28111 day of January, 2004, evidences the agreement among the COUNTY OF FREDERICK, VIRGINIA, a political subdivision of the Commonwealth of Virginia (the "County"), the INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF FREDERICK, VIRGINIA, a political subdivision ofthe Commonwealth of Virginia (the "IDA"), the WINCHESTER-FREDERICK COUNTY ECONOMIC DEVELOPMENT COMMISSION, a joint commission ofthe City of Winchester and Frederick County, Virginia (the "Commission"), and HP HOOD ("HOOD"), a Massachusetts corporation, regarding a building and an equipment expansion in their Frederick County facility. RECITALS A. HOOD intends to invest Eleven Million Nine Hundred Thousand Dollars ($11,900,000.00) in new taxable real estate and taxable improvements, to invest Thirty Million Nine Hundred Thousand Dollars ($30,900,000.00) in new taxable machinery and tools, and to create Sixty-Five (65) new jobs (collectively the "Project") at its manufacturing facility is located on Valley Pike (U.S. Route 11) in Frederick County, Virginia (the Facility). B. The County agrees to make a cash grants to the IDA in the sum of Four Hundred and Fifty Thousand Dollars ($450,000.00), and the IDA agrees, upon receipt of such funds, to make cash grants to HOOD in an identical amount (the "IDA Grant") to be applied by HOOD in order to complete the Project, as more fully set forth hereinafter. Such funds will be used as partial reimbursement for equipment purchase costs and subsequent site development expenditures, as more fully set forth hereinafter. NOW THEREFORE WITNESSETH: That for and in consideration in the sum ofTen Dollars ($10.00), cash in hand paid by each of the parties hereto unto the other, the receipt and sufficiency of which is hereby acknowledged, and other consideration deemed adequate at law, including, but not limited to, the covenants and conditions set forth in this Memorandum, the parties do hereby agree as follows: MOU: HP HOOD - January 2004 Frederick County, Virginia page 1 of 5 1. Recitals: The Recitals are made a material part hereof and incorporated herein by reference as if set out in full. 2. Terms and Conditions of Disbursement: a. The obligations of the IDA to make disbursement of the IDA Grant to HOOD is expressly contingent upon receipt of such funds by the IDA from the County. b. Provided that the IDA receives the IDA Grant in a timely fashion, the IDA shall disburse such funds to HOOD per the following schedule; (1) IDA shall disburse a sum of Two Hundred Thousand Dollars ($200,000.00) to HOOD after March 1, 2004, but no later than June 30, 2004. (2) IDA shall disburse the additional sum of Two Hundred and Fifty Thousand Dollars ($250,000.00) to HOOD after July 1, 2004, but no later than October 30,2004. 3 Reimbursement/Default: HOOD agrees to make reimbursement to the IDA ofthe IDA Grant, as described in Section 4, below, in the event that HOOD fails to satisfy all the following terms and conditions (the "Conditions"), as reasonably determined by the IDA: a. HOOD acquires and has fully operational new taxable real estate in an amount of not less than $8,500,000.00, new taxable machinery and tools in an amount of not less than $26,600,000.00 and create 50 net new jobs at the Facility located in Frederick County, Virginia by December 31,2004; b. In addition to the new taxable real estate, new taxable machinery and tools, and net new jobs set forth in subsection (a), above, HOOD acquires and has fully operational new taxable real estate in an amount of not less than $3,400,000.00, new taxable machinery and tools in an amount of not less than $4,300,000.00 and create 15 net new jobs at the Facility located in Frederick County, Virginia by December 31,2005; c. HOOD employees created by the Project will average an annual salary of not less MOU: HP HOOD - January 2004 Frederick County, Virginia page 2 of 5 than $34,320, excluding benefits by December 31,2005; d. HOOD maintains the level of taxable investment, new jobs and wage levels as part of the Project until December 31, 2007; and e. HOOD continues to operate in Frederick County, Virginia for a four (4) year period commencing on December 31,2007. 4. Refund: a. In the event that HOOD fails to meet all of the foregoing Conditions set forth in Section 3, above, then and in that event HOOD shall refund to the IDA such portion of the IDA Grant as is proportionate to HOOD's shortfall in satisfying the Conditions (the "HOOD Refund"). Upon receipt of the HOOD Refund from HOOD, the IDA shall return the same, or such proportionate share thereof as called for herein, to the County, respectively. b. Notwithstanding the foregoing, however, if HOOD has met ninety percent (90%) of the investment and employment goals set forth in this Memorandum by December 31,2005, maintains that ninety percent (90%) level of investment and jobs created through the Project for a period of two (2) years beginning on December 31, 2005, and thereafter remains operational in Frederick County, Virginia for a period of four (4) years until December 31,2011, then and in that event, HOOD shall be deemed to have substantially complied with the terms of this Memorandum and shall not be obligated to repay the HOOD Refund or any portion thereof unto the IDA. 5. CooDeration: The County agrees to use its best efforts to "fast track" any building permits required for the construction and installation of the Facility by HOOD so that the appropriate building permits, if otherwise prepared and submitted in proper form, can be issued in a timely manner in order to meet the deadlines set forth above. The County and the Commission agree to reasonably cooperate with HOOD, its equipment suppliers and its equipment contractors, in order to assist HOOD in MOU: HP HOOD - January 2004 Frederick County, Virginia page 3 of 5 meeting its operational deadlines so that the Facility is fully equipped by not later than the schedule outlined in 3a and 3b above. Nothing contained in this Section 5 shall be interpreted to in any way require the County to issue any building permits unless and until all applicable terms and conditions as required by law for such building permits have been met and satisfied by HOOD. 6. Time: Time is of the essence as to all matters set forth in this Memorandum. 7. Binding Effect: This Memorandum shall be binding upon and inure to the benefit of the parties hereto and their respective permitted successors and assigns. 8. Construction: This Memorandum and the terms thereof shall be interpreted and construed in accordance with the laws of the Commonwealth of Virginia. 9. Assianment: Except as set forth hereinafter, this Memorandum may not be assigned by any party hereto; not withstanding the foregoing, this Memorandum may be assigned by HOOD (whether by operation, of law or otherwise) to any successor to all or substantially all of the business of HOOD, (whether by merger, consolidation, sales of asset or otherwise), provided, that such successor agrees in writing to assume and comply with all obligations of the HOOD hereunder. 10. Ratification and ImDlementation: This Memorandum must be fully ratified by all parties hereto not later than 5:00 p.m. on March 1, 2004, and the implementation by HOOD of the terms of this Memorandum must have commenced by December 31, 2004; otherwise, this Memorandum and the terms hereof shall be deemed withdrawn and of no further force and effect, and any funds disbursed by the IDA to HOOD shall immediately refunded by HOOD to the IDA. MOU: HP HOOD - January 2004 Frederick County, Virginia page 4 of 5 COUNTY OF FREDERICK, VIRGINIA By:___________________(SEAL) John R. Riley, Jr., County Administrator INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF FREDERICK, VIRGINIA By:____________________(SEAL) WINCHESTER-FREDERICK COUNTY ECONOMIC DEVELOPMENT COMMISSION By:___________________(SEAL) HP HOOD By:____________________(SEAL) MOU: HP HOOD - January 2004 Frederick County, Virginia page 5 of 5 FINAL 12.03.03 APPENDIX A NET FISCAL IMPACT PROPOSAL: HP Hood Expanison 3 2004 2005 2006 2007 2008 NET DIRECT FISCAL IMPACT Annual Return $387,055 $410,899 $349,099 $287,299 $278,699 Cumulative Return $387,055 $797,954 $1,147,053 $1,434,351 $1,713,050 NET INDIRECT RESIDENTIAL FISCAL IMPACT Annual Return ($10,389) ($10,677) ($10,677) ($10,677) ($10,677) Cumulative Return ($10,389) ($21,066) ($31,743) ($42,420) ($53,097) NET IMPACT Annual Return $376,666 $400,222 $338,422 $276,622 $268,022 Cumulative Return $376,666 $776,888 $1,115,309 $1,391,931 $1,659,953 $1,115,3091 $1,659,953 l . Three (3) Year Return IFive (5) Year Return ASSUMPTIONS Demoaraohics Persons per Residential Unit School Children per Residential Unit 2.60 0.70 Investment and Emolovee Plan (totals - 5 Year) Real Estate Machinery & Tools Personal Property Business License $42,800,000 $11,900,000 $30,900,000 $0 $0 Employees Averaae Hourlv Waae Emclovee 65 $16.50 ArPENDIX B FINAL 12.03.03 ASSUMPTIONS PROPOSAL: HP Hood Expanison 3 SUMPTIONS Source us Census 2000 Value 2.60 0.70 0.39 0.14 0.17 NOTE: ALL VALUES ARE FY ANNUAL TOTALS Residential Per Residential Unit Real Estate Tax Revenue Per Residential Unit Other General Fund Revenue Per Residential Unn General Fund Service Per Residential Unit General Fund Service (no educ) $1,220 $1,665 $3,124 $830 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Per Capita Fiscal Impact Analysis Model. Frederick County 2002 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Capnal Facilities Cost per Pupil (Elementary) Capnal Facilnies Cost per Pupil (Middle) Capital Facilnies Cost per Pupil (High) Capital Facilnies Costs: Fire & Rescue - Per Residential Unit Capital Facilities Costs: Public Safety - Per Residential Unit oilal Facilities Costs: Parkland - Per Residential Unit $2,333 $3,837 $4,591 $55 $9 $263 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Per Capita Fiscal Impact Analysis Model. Frederick County 2002 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Per Capita Fiscal 1m act Anal sls Model, Frederick Coun 2002 Non-Residential See Investment and Employment Plan Sheet See Investment and Employment Plan Sheet $175 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Real Estate Tax Retum M&T, BPOL, BE, PP'Tax Per Employee Other General Fund Revenue Per Employee General Fund Service Capital Facilities Costs: Public Safety - Per Employee $132 $2 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Per Capita Fiscal Impact Analysis Model, Frederick County 2002 Average Hourly Wage Employee Residential-Nan-Residential Linka e Taxes Real Estate Machinery and Tools Year 1 (60%) Year 2 (50%) Year 3 (40%) Year 4 (30%) Personal Properly property taxed at 30% of original value Sales Tax ome S nt on Taxable Products $0.73 $2.00 $1.20 $1.00 $0.80 $0.60 $4.20 $1.26 60% 50% 40% 30% Weldon Cooper Center, University of Virginle Weldon Cooper Center, University of Virginie Weldon Cooper Center, University of Virginia Weldon Cooper Center, University of Virginia Weldon Cooper Center, University of Virglnie Weldon Cooper Center, University of Virginia Weldon Cooper Center, University of Virginia Weldon Cooper Center, University of Virginia Weldon Cooper Center, University of Virginle American Chamber of Commerce and Research Association Other Assumotions Revenue and Expenditure (Operating & Capital) Levels will remain at 1999 - 2000 levels No changes In any tax rates No slack capacity In any general fund revenues and operaUng expenditures APPENDIX C FINAL 12.03.03 INVESTMENT AND EMPLOYMENT PLAN PROPOSAL: HP Hood Expanison 3 :ojected Plans 2004 2005 2006 2007 2008 Value of New Construction Phase 1 Phase 2 Phase 3 Phase 4 Phase 5 8,500,000 3,400,000 Annual Value 8,500,000 3.400,000 Value of Machinery & Tools Phase 1 Phase 2 Phase 3 Phase 4 Phase 5 26,600,000 15,960,000 4,300,000 13,300,000 2,580,000 10,640,000 2,150,000 7,980,000 1,720,000 7,980,000 1,290,000 Annual Valua 15,960,000 15,880,000 12,790,000 9,700,000 9,270,000 Value of taxable personal property Phase 1 Phase 2 Phase 3 Phase 4 Phese 5 Annual Value Sales TIIX Return from Employees Phase 1 Phase 2 Phase 3 Phase 4 Phase 5 3,727 3,727 3,727 3,727 3,727 Annual Value 3,727 3,727 3,727 3,727 3,727 Projected Employment Phase 1 Phase 2 Phase 3 Phase 4 Phase 5 1 ST YEAR 50 2NO YEAR 3RD YEAR 4TH YEAR 5TH YEAR 15 Annual Value 50 15 .;.j;'\f~ 65 Projected Wages Phase 1 Phase 2 Phase 3 Phase 4 Phase 5 1ST YEAR 1,716,000 2ND YEAR 1,716,000 514,800 3RD YEAR 1,716,000 514,800 4TH YEAR 1,716,000 514,800 5TH YEAR 1,716,000 514,800 Annual Value 1,716,000 2,230,800 2,230,800 2,230,800 2,230,800 Cumu/etlve Value 1,716,000 3,946,800 6,177,800 8,408,400 10,639,200 ~.diIt\_"'li;'!Il._~iII!I!i~Ii\I!~![~1!l~__'El FINAL 12.03.03 APPENDIX D DIRECT FISCAL IMPACT PROPOSAL: HP Hood Expanison 3 DIRECT REVENUES Real Estate Tax Return 2004 2005 2006 2007 2008 Annual Revenues $62,050 $86,870 $86,870 $86,870 $86,870 Cumulative Revenues $62,050 $148,920 $235,790 $322,660 $409,530 M&T,BPOL,BE,PP"Tax 2004 2005 2006 2007 2008 Annual Revenues $319,200 $317,600 $255,800 $194,000 $185,400 Cumulative Revenues $319,200 $636,800 $892,600 $1,086,600 $1,272,000 Sales Tax 2004 2005 2006 2007 2008 Annual Revenues $3,727 Cumulative Revenues $3,727 Local sales tax receipts reflect portion of purchases by new workers (Based on 54.5% of annual payroll spent on taxable purchases - US Chamber 2oo0) (New taxable sales based on proportion of total taxable sales between Winchester and Frederick County for 2001- Virginia Department of Taxation) $3.727 $7.455 $3,727 $11,182 $3,727 $14,910 $3,727 $18,637 Other General Fund Revenue Annual Revenues Cumulative Revenues 2004 $8,752 $8,752 2005 $11,377 $20,129 2006 $11,377 $31 ,506 2007 $11,377 $42,883 2008 $11,377 $54 ,260 DIRECT REVENUES 2004 2005 2006 2007 2008 Annual Revenues $393,729 $419,575 $357,775 $295,975 $287,375 Cumulative Revenues $393,729 $813,304 $1,171,078 $1 ,467,053 $1,754.427 ':1i'.,Ni'('9"~~!'Jiil;''""'K~dff:'''~'iS'"'!f~~W!,:<1~#1"jt)}'i!!iJ;fJi&:,~'1!!f1il\:r_~:"~r"'~'ii;:,aM~i'~'I;}$,l)~k&'O:Mtl\~l'~i~i;;;r"':l;'lcJ~Jf"'1J~1":J',ZfNjlf);.'I?("~'~~'\KtJf~:~8'!1%7i~1i:J Jl'R.'''i~'''''":1;tA1ii~!;tf<:'f:~''li1;'''r;1~'ff,""'fA'ir>;;;-&X'flif;J$};1.-"'iJiS!i"!fIJBt"'~i">>:~~'"\~~~"";0W,;y..""~':<iW'". DIRECT EXPENDITURES General Fund: Operating Costs 2004 2005 2006 2007 2008 Annual Costs $8,583 $8,558 $8,558 $8,558 $8,558 Cumulative Costs $6,583 $15,141 $23,700 $32,258 $40,816 Capital Facilities Costs 2004 2005 2006 2007 2008 Annual Costs $90 $118 $118 $118 $118 Cumulative Costs $90 $208 $326 $443 $561 DIRECT EXPENDITURES 2004 2005 NET Annual Return $387,055 $410,899 $349,099 $287,299 $278,899 FINAL 12.03.03 APPENDIX E INDIRECT RESIDENTIAL FISCAL IMPACT PROPOSAL: HP Hood Expanison 3 INDIRECT REVENUES Potential New Residential Units 2004 2005 2006 2007 2008 Annual Units 5 1 Cumulative Unfts 5 6 6 6 6 Real Estate Tax Return 2004 2005 2006 2007 2008 Annual Revenues $6,100 $6,804 $6,804 $6,804 $6,804 Cumulative Revenues $6,100 $12,904 $19,708 $26,512 $33,315 General Fund Revenue (Other) 2004 2005 2006 2007 2008 Annual Revenues $8,325 $9,286 $9,286 $9,286 $9,286 Cumulative Revenues $8,325 $17,612 $26,898 $36,184 $45,470 INDIRECT REVENUES 2004 2005 2006 2007 2008 Annual Revenues $14,425 $16,090 $16,090 $16,090 $16,090 INDIRECT EXPENDITURES General Fund: Operating Costs 2004 2005 2006 2007 2008 Annual Costs $7,273 $7,752 $7,752 $7,752 $7,752 Cumulative Costs $7,273 $15,025 $22,777 $30,529 $38,281 Capital Facilities Costs 2004 2005 2006 2007 2008 Annual Costs $17,542 $19,015 $19,015 $19,015 $19,015 Cumulative Costs $17,542 $36,557 $55,572 $74,587 $93,602 INDIRECT EXPENDITURES 2004 2005 2006 2007 2008 Annual Costs $24,815 $26,767 $26,767 $26,767 $26,767 NET INDIRECT RESIDENTIAL FISCAL FINAL 12.03.03 APPFNDIX F INDIRECT RESIDENTIAL CAPITAL FACILITIES COSTS PROPOSAL: HP Hood Expanison 3 POTENTIAL NEW STUDENTS Elementary 2004 2005 2006 2007 2008 Annual New Public School Students 3 0 Cumulative New Public School Student 3 3 3 3 3 Middle 2004 2005 2006 2007 2008 Annual New Public School Students 0 Cumulative New Public School Student 1 High 2004 2005 2006 2007 2008 Annual New Public School Students 0 Cumulative New Public School Student 1 POTENTIAL CAPITAL FACILITIES COSTS Elementary 2004 2005 2006 2007 2008 Annual Capital F acilitias Costs 6,500 7,025 7,025 7,025 7,025 Cumulative Capital Facilities Costs 6,500 13,524 20,549 27,573 34,598 Middle 2004 2005 2006 2007 2006 Annual Capital Facilities Costs 3,837 4,147 4,147 4,147 4,147 Cumulativa Capital Facilities Costs 3,837 7,984 12,132 16,279 20,426 High 2004 2005 2006 2007 2008 Annual Capital Facilities Costs 5,575 6,025 6,025 6,025 6,025 Cumulative Capital Facilities Costs 5,575 11,600 17,626 23,651 29,676 POTENTIAL OTHER CAPITAL FACILITIES COSTS 2004 2005 2006 2007 2008 Annual Capital Facilities Costs 1,630 1,818 1,818 1,818 1,818 Cumulative Capital Facilities Costs 1,630 3,448 5,266 7,083 8,901 TOTAL RESIDENTIAL CAPITAL FACILITIES COSTS 2004 2005 2006 2007 2008 Annual Capital Facilities Costs 17,542 19,015 19,015 19,015 19,015 Cumulative Capital Facilities Costs 17,542 36,557 55,572 74,587 93,602 ~~ ~~ WINCHESTER I FREDERICK COUNTY ~~ Economic Development Commission DATE: January 28, 2004 TO: Frederick County Board of Supervisors FROM: Patrick Barker, Executive Director CC: John R. Riley, Jr., County Administrator RE: Local Government Agreements for HP Hood Attached for your review and comments are the Memorandum of Understanding (MOU) and BOS resolution for HP Hood. As you recall, BOS seemed favorable in providing $450,000.00 from Frederick County's Economic Development Incentive Fund to secure this expansion. HP Hood has qualified for a $500,000 performance-based grant from the Virginia Investment Partnership (VIP) program to assist in Frederick County securing the location of this project. The VIP program offers financial assistance to existing Virginia companies proposing significant expansion projects. I would like to request that the MOU and BOS resolution for this project be placed on the BOS's January 28th agenda. As you are aware, the Governor had already formally announced the State's financial assistance. Thanks for your help. I am available if you have any questions or comments on these materials on this project. 45 E. Boscawen Street _ Winchester, VA 22601 phone: 540-665-0973 _ fax 540-722-0604 - a-mail info@wininva.com web: http://www.wininva.com