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HRAB 06-16-20 Meeting Agenda COUNTY of FREDERICK Department of Planning and Development 540/ 665-5651 Fax: 540/ 665-6395 107 North Kent Street, Suite 202 • Winchester, Virginia 22601-5000 TO: Historic Resources Advisory Board FROM: Candice E. Perkins, AICP, CZA, Assistant Director RE: June 16, 2020 HRAB Meeting Agenda (please note meeting room change) DATE: June 9, 2020 The Frederick County Historic Resources Advisory Board (HRAB) will be meeting on Tuesday, June 16, 2020, at 6:00 p.m., in the Board of Supervisors Room in the Frederick County Administration Building, 107 North Kent Street, Winchester, Virginia. The HRAB will discuss the following items: AGENDA 1. Minutes – May 2020 2. Review of a Conditional Use Permit for the Bartonsville Energy Facility . This CUP is for a utility scale solar project located on 68 parcels of land that total 957 acres; please note that 64 of these properties are rural subdivision lots from Springdale Glen and Carrollton Estates. Two of the subject properties are located within limits of the Town of Stephens City. Please contact this office if you will not be able to attend the meeting. Thank you . *PLEASE NOTE MEETING LOCATION Access to this building is limited during the evening hours. Therefore, it will be necessary to enter the building through the rear door of the Board Room. I would encourage Committee Members to park in the County parking lot located behind the new addition (accessible off of Cameron Street). CEP/pd Attachments MEMORANDUM Frederick County Historic Resources Advisory Board (HRAB) May 19, 2020 Board of Supervisors Room of the County, Administrative Building 107 North Kent Street, Winchester, VA Members Present: Crawford, Power, Cantu, Meadows Members VIA Phone: Oldham, Straub Members Absent: Molden, O’Neil, Rush Staff Present: Candice Perkins and Maral Kalbian Agenda Items: Call to order at 6:00 p.m. Item 1: Election of Chairman and Vice-Chairman – Oldham (Chairman), Crawford (Vice-Chairman) Item 2: September 2019 Minutes - approved Item 3: Review of a Conditional Use Permit for Foxglove Solar, LLC The Historic Resources Advisory Board (HRAB) considered the above referenced Conditional Use Permit application during their meeting on May 19, 2020. This application seeks to construct a utility scale solar project located on six parcels of land that tot al 668.5 acres (370 disturbed). There is a northern site and a southern site that encompass this permit. The Project will consist of rows of ground-mounted photovoltaic modules, commonly known as solar panels. The HRAB reviewed information associated with the applicants HRAB and CUP application, the applicant’s Assessment and Probability Analysis, Impact Analysis Statement, and preliminary site plan. The Virginia Department of Historic Resources identified the following on or near the site. • The northern area is bordered by Marlboro Road to the north and rural residential lands to the east, south, and west, and by rural residential lands and Buffalo Marsh Run to the west (PINS: 73-A-21, 84-A-39, 84-A-40A and 84-A-40). The following have been identified on or near the northern area: o Miller House (34-0254) – Not Evaluated – Onsite o Bauserman House (34-0077) – Potentially Eligible o Ash House/Deerfield Acres (34-0076) – Potentially Eligible o Valerie Hill/Rust Hill (34-0139) – Potentially Eligible o Baldwin Clarke House/Buffalo Marsh (34-0140) – Eligible o House, Route 625 (34-0239) • The southern area is bordered by Vaucluse Road to the north, Hites Road to the west, Klines Mill Road and rural residential lands to the south, and rural residential lands to the east (PINS: 84-A-29 and 84-A-50). The following have been identified on or near the southern area: o Woodbine Farm (34-5075) – Potentially Eligible – Onsite o Shiley Farm (34-0264) – Potentially Eligible o Farmhouse, Route 633 (34-0429) – Not Eligible – Onsite o Inn at Vaucluse DHR 034-0138/0220 Historic Resources Advisory Board Comments: The HRAB questioned the Applicant on their proposal and requested clarification on the following: • Length of the Lease and what happens if sold – the applicant responded it was up to 35 years and then the site is decommissioned. Any sale would result in the lease being transferred. • The HRAB was concerned about the panel height vs the height of the fence and initial landscaping. The panels are 8-12’ and the landscaping is minimal for many years – mature landscaping would be 5-10 years • The HRAB questioned how much of the existing woodlands would be kept. The applicant stated that the design is not complete yet, they hope to keep as much as possible but anything within the array field will be removed. • The HRAB questioned the applicant if they had had researched the eligibility of this area being a rural historic district and if this proposal would impact the ability for a district. It was noted that this would impact the ability, however in the future if the facility is removed the area may be eligible again. • It was noted that the Phase 1 survey may show more significant features – the HRAB requested that the applicant study the ability for this area to become a rural historic district. • The HRAB expressed concerns about ruins on the site and requested that they be protected and that no facilities be placed within the battlefield area. After reviewing the information provided, the Historic Resources Advisory Board (HRAB) recommended approval of the CUP with the following comments: • The Applicant should not disturb any structures or ruins that are present on the properties. There are a number of barns, outbuildings, the Miller House ruins, a cemetery, and the overgrown Woodbine Farm main house. These structures should be protected from any disturbance from this project. • No solar structures should be placed in the portion of the property that is located within the limits of the Cedar Creek Battlefield. • A Phase 1 Archeological Survey will be completed as part of the permitting of this project. This survey should document the collection of historic structures on and around this development and determine if this area would qualify as a rural historic district. Item 3: Review rezoning application for Pippin Industrial Park. The Historic Resources Advisory Board (HRAB) considered the above referenced rezoning application during their meeting on May 19, 2020. This application seeks to rezone 19.885 acres from the RA (Rural Areas) District to the B3 (Industrial Transition) District with proffers. The site is located at 4440 Valley Pike, just north of AppleLand Sports. This proposed rezoning is adjacent to Bartonsville, which is an area of historical significance for the County. Per the County’s Comprehensive Plan, developments adjacent to this area should be sensitive to those resources. The Virginia Department of Historic Resources identified the following sites within the immediate area of the subject site: • 034-0127 – Hite, John House – NRHP and VLR Listing • 034-0128 – Bartonsville Mill – NRHP and VLR Listing • 034-0129 – Hite-Marshall House • 034-0316 – House at Bartonsville • 034-0987 – Ebersole-Petrie House • 034-0988 – Funk Farm/Appleland Sports • 034-0989 – Funk Tennant House • 034-0007/076-5168 – Kernstown Battlefield/Opequon Church The HRAB reviewed information associated with the applicants HRAB and rezoning application, the applicant’s HRAB Application, DHR Surveys of structures near the site and the Kernstown Battlefield, the applicant’s proffers and Generalized Development Plan, Impact Statement and the Kernstown Area Plan of the 2035 Comprehensive Plan. Historic Resources Advisory Board Comments: The HRAB questioned the Applicant on their proposal and the visibility of the structures from the surrounding area. The HRAB expressed concern due to the site being higher than the surrounding area and buildings on the ridge would be very visible to the surrounding historic area. The HRAB also noted that this area is the gateway to the Bartonsville historic area and the is no landscaping or enhanced corridor enhancements provided with the application. The HRAB discussed the possibility of the applicant pro viding enhanced landscaping along with historic signs along Route 11 that could be accessed via the existing entrance on the Appland Sports site. The appearance of the structures was also briefly discussed, if metal type structures are proposed it could impact the corridor and historic context of the area. After reviewing the information provided, the Historic Resources Advisory Board (HRAB) recommended approval of the rezoning with the following comments: • The location of this property serves as a gateway into the historic Bartonsville. The HRAB recommended that the Applicant provide an enhanced buffer along Route 11 to help protect the viewshed and enhance this corridor. Buffering could include a mix of trees and shrubs, low berming and decorative fencing. • The Applicant should provide educational signage along Route 11 that could provide information about Bartonsville, the Kernstown Battlefield and the historical significance of Route 11. The Applicant should provide access to this area from the existing Appleland parking area with a connection to the sidewalk that will run along the frontage of the site. Meeting was adjourned at 8:30 p.m. Item # 1 Conditional Use Permit for the Bartonsville Energy Facility The Historic Resources Advisory Board (HRAB) has been asked to provide a review agency comment pertaining to the Bartonsville Energy Facility (Torch Clean Energy) Conditional Use Permit application. This application seeks to construct a utility scale solar project located on 68 parcels of land that total 957 acres; please note that 64 of these properties are rural subdivision lots from Springdale Glen and Carrollton Estates. Two of the subject properties are located within limits of the Town of Stephens City. The Project will consist of rows of ground-mounted photovoltaic modules, commonly known as solar panels. The Virginia Department of Historic Resources identifies the following on or near the subject site: These properties are located on the subject site: • #034-1078 Cherry Dale (Mary Stephens House) – located on site – 74-A-20 ▪ Eligible for listing in the National Register of Historic Places (NRHP) • Survey Area 2 has a structure (labeled building 1) that is not mapped. o Building 1 is located in the southern portion of the APE and consists of a series of collapsed buildings. Investigators did identify a potential residence, barn, and several collapsed outbuildings. The property is in the relative mapped location of the building attributed to R. R. Turner on the 1885 atlas (see Figure 13). No evidence of the adjacent building depicted on the early twentieth century quadrangles was noted during the reconnaissance. (Phase 1A survey - see page 22 for text and appendix C for photograph). These properties/resources are located adjacent or within the vicinity of the subject site (buffer area as described in the Applicant’s Phase 1A survey): • #034-0071 – Rice Robinson House • #034-0083 - Carter Hall ▪ Eligible for listing in the NRHP ▪ Located adjacent to the area of potential affect (APE) • #034-1044 – Willow Grove ▪ Located adjacent to the area of potential affect (APE) • #034-0007 – Kernstown Battlefield ▪ Eligible for listing in the NRHP • #034-0300 – Family Drive In • #034-0069 – LaGrange Farm-architectural resources • #034-1003 – Sycamore Hill– architectural resources As outlined in the Applicant’s statement of intent, the parcels would be utilized as follows: • 74-A-20 (contains #034-1078) will have the project substation and switching station • 74-A-20, 74-A-35A, 74-A-44 - distribution voltage Generation-Tie line – underground • 74-A-4, 74-A-45, 74-A-44A Lots 1-12 of Springdale Glen and Lots 1-52 of Carrolton Estates – solar panels Please find the following attachments for your information: • Geographical Map from the Rural Landmark Survey • Location Map • HRAB & CUP Application • Phase 1A Archeological Reconnaissance • Preliminary Site Plan Representatives of the Applicant will be available at the HRAB meeting to provide additional information on the proposed Conditional Use Permit. Staff will be seeking comments from the HRAB on the historical elements possibly impacted by the proposed development. The comments will be included in the Conditional Use Permit application package. **If you have any questions prior to the meeting please forward them to me and I will relay them to the Applicant. [e [e [e [e [e [e [e [e 74 A 4 CARROLTON ESTATES 74 A 45 74 A 44A 34-7 6 , 2 1 0 F E E T 8 , 4 8 5 F E E T 1,820 FEET ËÊ277 ËÊ37 74 A 20 34-83 Carter Hall 34-1078 Cherry Dale 34-1044 Grove, Will House 34-71 Rice-Robinson House 34-27 Stoney Lonesome Farm 34-300 Family Drive-In 34-69 LaGrange 34-1003 Sycamore Hill £¤11 VA L L E Y P I K E FAIRFAX PIKE MAI N S T §¨¦81 Map Data Source: Frederick County, VA. GIS Department, 2020 Data. 2017 Aerial Image. HI S T O R I C F E A T U R E S E X H I B I T BA R T O N S V I L L E E N E R G Y F A C I L I T Y FR E D E R I C K C O U N T Y , V I R G I N I A DA T E : 0 6 - 0 9 - 2 0 2 0 PR O J E C T I D : 4 5 0 5 T DE S I G N E D B Y : M E W SC A L E : 1 i n c h = 2 , 5 0 0 f e e t 2,500 0 2,500 Feet Legend Project Area Parcels Interconnection Parcels Parcel Boundary Civil War Battlefields Second Kernstown µ BA R T O N S V I L L E E N E R G Y F A C I L I T Y HI S T O R I C F E A T U R E S E X H I B I T CIVIL ENGINEERING | LAND PLANNING | GIS | LAND SURVEYING | ENVIRONMENTAL | ANALYTICAL LABORATORY | QUALITY CONTROL TESTING & INSPECTIONS WI N C H E S T E R , V A | S T E R L I N G , V A | M A R T I N S B U R G , W V Landmarks Legend [e HRAB INFORMATION [e PHASE 1A INFORMATION 1 CO V E R S H E E T AS SHOWN OPEQUON/ BACK CREEK MAGISTERIAL DISTRICT FREDERICK COUNTY & TOWN OF STEPHENS CITY, VIRGINIA VICINITY MAP SCALE: 1" 2000' APR MINI STORAGE, LLC - 127 MERCEDES COURT WINCHESTER, VA 22603 STEVEN D. BRIM, ET ALS - 254 W. QUEEN STREET STRASBURG, VA 22657 ELEANOR K. BRIM - 4125 32ND AVE SW SEATTLE, WA 98126 JUDITH B. CATES - 102 FOREST VALLEY ROAD WINCHESTER, VA 22602 LOUIS C. CARBAUGH, ET ALS - 5140 PASSAGE LANE STEPHENS CITY, VA 22655 R & T PACKING CORPORATION - 1835 VALLEY AVENUE WINCHESTER, VA 22601 CHARLES W. STAPLES - P.O. BOX 986 STEPHENS CITY, VA 22655 ROBERT R. STAPLES - 1708 TUNBRIDGE DRIVE RICHMOND, VA 23238 DEVELOPER TORCH CLEAN ENERGY 230 COURT SQUARE SUITE B102 CHARLOTTESVILLE, VA 22902 (703) 999-4280 OP E Q U O N / B A C K C R E E K M A G I S T E R I A L D I S T R I C T FR E D E R I C K C O U N T Y & T O W N O F S T E P H E N S C I T Y , V I R G I N I A 5/8/2020 KS/ZJ 4 4505T Plan Revisions Date Comment 15 1 W i n d y H i l l L a n e Wi n c h e s t e r , V i r g i n i a 2 2 6 0 2 Te l e p h o n e : ( 5 4 0 ) 6 6 2 - 4 1 8 5 Fa x : ( 5 4 0 ) 7 2 2 - 9 5 2 8 ww w . g r e e n w a y e n g . c o m F N D 1 9 7 1 E N G I N E E R I N G SHEET OF DESIGNED BY: FILE NO. SCALE: DATE: LIST OF SERVICES: CIVIL ENGINEERING I GIS I LAND SURVEYING I ENVIRONMENTAL I ANALYTICAL LABORATORY I QUALITY CONTROL TESTING & INSPECTIONS PR O U D L Y S E R V I N G V I R G I N I A & W E S T V I R G I N I A OF F I C E S I N : W I N C H E S T E R , V A & M A R T I N S B U R G , W V BA R T O N S V I L L E E N E R G Y F A C I L I T Y CONCEPT PLAN BARTONSVILLE ENERGY FACILITY OWNERS B A C K C R E E K O P E Q U O N B A C K C R E E K O P E Q U O N B A C K C R E E K O P E Q U O N ST E P H C I T Y S T E P H E N S C I T Y ST E P H E N S C I T Y 151 Windy Hill Lane Winchester, Virginia 22602 Telephone: (540) 662-4185 Fax: (540) 722-9528 www.greenwayeng.com FND 1971 E N G I N E E R I N G S H E E T O F D E S I G N E D B Y : F I L E N O . S C A L E : D A T E : PROUDLY SERVING VIRGINIA & WEST VIRGINIA OFFICES IN: WINCHESTER, VA & MARTINSBURG, WV 1 " 1 0 0 0 ' 2 PROJECT AREA OPEQUON/ BACK CREEK MAGISTERIAL DISTRICT FREDERICK COUNTY & TOWN OF STEPHENS CITY, VIRGINIA 5 / 8 / 2 0 2 0 K S / Z J - - - - 4 4 5 0 5 T BARTONSVILLE ENERGY FACILITY FREDERICK COUNTY PARCELSADJOINER PARCEL TABLE L E G E N D P R O J E C T P A R C E L S P A R C E L S S U B J E C T P A R C E L T A B L E I D ' S A D J O I N E R P A R C E L T A B L E I D ' S S T E P H E N S C I T Y C O R P O R A T E L I M I T S GENERAL PROJECT NOTESBARTONSVILLE ENERGY FACILITY: 80-130MW SOLAR PROJECT 34.5kV GENERATION TIE LINE PROJECT SUBSTATION/SWITCHING S T A T I O N TOTAL PROJECT AREA: 956.67± AC.ACREAGE/ZONING: FREDERICK COUNTY 810.30± AC./RA DISTRICT TOWN OF STEPHENS CITY 146.37± AC./R1 DISTRICTMAGISTERIAL DISTRICT: BACK CREEK DISTRICT & OPEQUON DISTRICTEXISTING LAND USE: AGRICULTURAL & RESIDENTIALPROJECT DEVELOPMENT NOTES1. SOLAR ARRAY DEVELOPMENT LIMITS WILL CONSIST OF GROUND-MOUNTE D P H O T O V O L T A I C MODULES AND CENTRAL INVERTERS2. SOLAR ARRAY DEVELOPMENT LIMITS WILL BE SETBACK 100' FROM EXTER N A L R O A D S A N D PROPERTY LINES3. A 6' HIGH SECURITY FENCE WITH SECURITY SIGNAGE/24-HOUR CONTACT I N F O R M A T I O N W I L L B E INSTALLED AROUND PERIMETER OF SOLAR ARRAY DEVELOPMENT APPRO X I M A T E L Y 7 5 - 1 0 0 ' F R O M EXTERNAL ROADS AND PROPERTY LINES4. MINIMAL SAFETY AND SECURITY LIGHTING WILL BE INSTALLED WITH LOCA T I O N S A N D SPECIFICATIONS PROVIDED ON SITE PLAN5. CONSTRUCTION SEDIMENT PONDS AND PERMANENT STORMWATER MANA G E M E N T F A C I L I T I E S WILL BE PROVIDED ON SITE PLAN6. ACCESS TO BARTONSVILLE ENERGY FACILITY WILL BE PROVIDED VIA TWO E N T R A N C E S L O C A T E D ON SPRINGDALE ROAD (IDENTIFIED ON SHEET 3) AND ONE ENTRANCE LOC A T E D O N P A S S A G E ROAD (IDENTIFIED ON SHEET 4)7. CARROLLTON ESTATES AND SPRINGDALE GLEN SUBDIVISION PARCELS (B, C , D ) T O B E CONSOLIDATED/VACATED PRIOR TO DEVELOPMENTSTE P H E N S C I T Y P A R C E L S PROJECT AREA PARCEL TABLES X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 9 0 0 9 0 0 8 7 5 8 7 5 9 2 5 9 2 5 925 900900 85 0 8 5 0 8 0 0 7 7 5 750 8 2 5 8 0 0 8 0 0 8 2 5 8 5 0 8 5 0 8 5 0 8 0 0 8 2 5 8 5 0 8 0 0 8 5 0 7 7 5 750 8 0 0 8 5 0 7 7 5 SO L A R A R R A Y D E V . L I M I T S SO L A R A R R A Y D E V E L O P M E N T L I M I T S SO L A R A R R A Y D E V . L I M I T S SOL A R A R R A Y D E V . L I M I T S L A N D S C A P E B U F F E R " A " L A N D S C A P E B U F F E R " C " S O L A R A R R A Y D E V . L I M I T S L A N D S C A P E B U F F E R " B " SOL A R A R R A Y D E V . L I M I T S 151 Windy Hill Lane Winchester, Virginia 22602 Telephone: (540) 662-4185 Fax: (540) 722-9528 www.greenwayeng.com FND 1971 E N G I N E E R I N G S H E E T O F D E S I G N E D B Y : F I L E N O . S C A L E : D A T E : PROUDLY SERVING VIRGINIA & WEST VIRGINIA OFFICES IN: WINCHESTER, VA & MARTINSBURG, WV 1 " 4 0 0 ' 3 CONCEPT DEVELOPMENT PLAN OPEQUON/ BACK CREEK MAGISTERIAL DISTRICT FREDERICK COUNTY & TOWN OF STEPHENS CITY, VIRGINIA 5 / 8 / 2 0 2 0 K S / Z J - - - - 4 4 5 0 5 T BARTONSVILLE ENERGY FACILITY M A T C H L I N E S H E E T 4 M A T C H L I N E S H E E T 4 PROPOSED AC C E S S R O A D T Y P I C A L S E C T I O N LANDSCAPE BUFFER "C"LANDSCAPE BUFFER "A"LEGENDPROJECT AREAPARCELSLANDSCAPE BUFFER AREASTREAMSWATER/PONDS XSOLAR ARRAY DEVELOPMENTLIMITS/SECURITY FENCENWI WETLANDS PROPOSED ACCESS ROADS100 YR FLOODPLAIN SOLAR ARRAY AREA PROPOSED SITE ENTRANCEEXISTING VEGETATION/TREELINE 100' LANDSCAPE BUFFER "A"not to scale DESCRIPTION :EXTEND EXISTING TREELINES USING SIMILAR DECIDUOUS AND EVERGREEN SPECIES LANDSCAPE BUFFER "A"EX TREELINEPROPERTY BOUNDARY 100' 1. DECIDUOUS TREES TO BE A MINIMUM 2” CALIPER AT PLANTING;EVERGREEN TREES TO BE A MINIMUM 4' HEIGHT AT PLANTING2. SPECIES, QUANTITIES AND PLANTING SPECIFICATIONS OFDECIDUOUS AND EVERGREEN TREES TO BE PROVIDED ON SITEPLAN SOLAR ARRAY DEVELOPMENT LIMITS15' OC TYP I C A L R O A D S E C T I O N 2 % M I N 2 0 ' M I N C O M P A C T E D N A T I V E S U B G R A D E P E R G E O T E C H N I C A L E N G I N E E R A L L W E A T H E R S U R F A C E / B A S E P E R G E O T E C H N I C A L E N G I N E E R N T S LANDSCAPE BUFFER "B"not to scale DESCRIPTION :PROVIDE SINGLE ROW OF DECIDUOUS AND EVERGREEN SAPLINGS ALONG BOTH SIDES OFSPRINGDALE ROAD FOR FUTURE VIEWSHED ENHANCEMENTS LANDSCAPE BUFFER "B"100' PROPERTY BOUNDARY 100' SOLAR ARRAY DEVELOPMENT LIMITS15' OC LANDSCAPE BUFFER "B"LANDSCAPE BUFFER "C"not to scale DESCRIPTION :PROVIDE SINGLE ROW OF EVERGREEN TREES TO SUPPLEMENT EXISTING TREELINE ALONGPROPERTY LINE LANDSCAPE BUFFER "C"100' PROPERTY BOUNDARY 100' SOLAR ARRAY DEVELOPMENT LIMITSEX TREELINE 15' OC 1. EVERGREEN TREES TO BE A MINIMUM 4' HEIGHT AT PLANTING 2. SPECIES, QUANTITIES AND PLANTING SPECIFICATIONS OFEVERGREEN TREES TO BE PROVIDED ON SITE PLAN 14' MAX 2 6 ' T R A C K E R P A N E L S T O W E D P O S I T I O N T R A C K E R P A N E L F U L L T I L T P O S I T I O N 1 9 ' SOLAR A R R A Y P A N E L D E T A I L SOLAR A R R A Y C R O S S S E C T I O N N T S E E E X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X BARTONSVILLE-M E A D O W B R O O K 1 3 8 K V T R A N S M I S S I O N L I N E 775 750 800 77 5 800 8 2 5 7 7 5 7 0 0 8 0 0 775 750 7 5 0 7 2 5 75 0 7 0 0 7 7 5 7 7 5 700 7 2 5 7 7 5 SO L A R A R R A Y D E V . L I M I T S L A N D S C A P E B U F F E R " D " S O L A R A R R A Y D E V . L I M I T S P R O P 3 5 ' P O W E R L I N E E S M N T PR O P 3 5 ' P O W E R L I N E E S M N T P R O P O S E D S U B S T A T I O N / S W I T C H I N G S T A T I O N L A N D S C A P E B U F F E R " E " B A R T O N S V I L L E - M E A D O W B R O O K 1 3 8 K V T R A N S M I S S I O N L I N E P R O P . C O N N E C T I O N T O T R A N S M I S S I O N L I N E 151 Windy Hill Lane Winchester, Virginia 22602 Telephone: (540) 662-4185 Fax: (540) 722-9528 www.greenwayeng.com FND 1971 E N G I N E E R I N G S H E E T O F D E S I G N E D B Y : F I L E N O . S C A L E : D A T E : PROUDLY SERVING VIRGINIA & WEST VIRGINIA OFFICES IN: WINCHESTER, VA & MARTINSBURG, WV 4 CONCEPT DEVELOPMENT PLAN OPEQUON/ BACK CREEK MAGISTERIAL DISTRICT FREDERICK COUNTY & TOWN OF STEPHENS CITY, VIRGINIA 5 / 8 / 2 0 2 0 K S / Z J - - - - 4 4 5 0 5 T BARTONSVILLE ENERGY FACILITY M A T C H L I N E S H E E T 3 M A T C H L I N E S H E E T 3 N O T E S ·BARTONSVILLE EN E R G Y F A C I L I T Y W I L L I N S T A L L AN UNDERGROUN D G E N E R A T I O N - T I E L I N E WITHIN AN EASEM E N T O N T A X M A P P A R C E L S 74-A-20, 74-A-35A, A N D 7 4 - A - 4 4 . ·PROJECT SUBSTAT I O N A N D S W I T C H I N G STATION WILL BE C O N S T R U C T E D O N T A X M A P PARCEL 74-A-20, A D J A C E N T T O C S X R A I L R O A D ·PROJECT WILL SU P P L Y E L E C T R I C I T Y I N T O T H E BARTONSVILLE - M E A D O W B R O O K 1 3 8 K V TRANSMISSION LIN E INTERCONNECTION POWERLINE EASMENT DETAILTYPICAL EASEMENT 35'35' EASEMENT W/PRIVATE ACCESS &UNDERGROUNDGEN-TIE LINE 1 " 4 0 0 ' PROPOSED ACCESS ROAD TYPICAL SECTIONTYPICAL ROAD SECTION 2% MIN 20' MINCOMPACTED NATIVE SUBGRADE PERGEOTECHNICAL ENGINEER ALL WEATHERSURFACE/BASE PERGEOTECHNICALENGINEERNTS LANDSCAPE BUFFER "D" & "E"LANDSCAPE BUFFER "E"not to scale DESCRIPTION :PROVIDE DOUBLE ROW OF EVERGREEN TREES ALONG PROPERTY LINE LANDSCAPE BUFFER "E" & "F"100' PROPERTY BOUNDARY 100' SOLAR ARRAY DEVELOPMENT LIMITS15' OC 1. EVERGREEN TREES TO BE APPROXIMATELY 6' HEIGHT AT PLANTING 2. SPECIES, QUANTITIES AND PLANTING SPECIFICATIONS OF EVERGREENTREES TO BE PROVIDED ON SITE PLANNTSSOLAR AR R A Y P A N E L D E T A I L 14' MAX 2 6 ' T R A C K E R P A N E L S T O W E D P O S I T I O N T R A C K E R P A N E L F U L L T I L T P O S I T I O N 1 9 ' SOLAR AR R A Y C R O S S S E C T I O N N T S L E G E N D P R O J E C T A R E A P A R C E L S L A N D S C A P E B U F F E R A R E A S T R E A M S W A T E R / P O N D S X S O L A R A R R A Y D E V E L O P M E N T L I M I T S / S E C U R I T Y F E N C E N W I W E T L A N D S P R O P O S E D A C C E S S R O A D S 1 0 0 Y R F L O O D P L A I N S O L A R A R R A Y A R E A P R O P O S E D S I T E E N T R A N C E E X I S T I N G V E G E T A T I O N / T R E E L I N E From: Bellville-Marrion, Jenny <jennifer.bellville-marrion@dhr.virginia.gov> Date: Tue, May 12, 2020 at 3:06 PM Subject: Re: Bartonsville Phase IA To: Hope Smith <jhsmith@dutton-associates.com> Cc: Mary Major <mary.major@deq.virginia.gov>, Christopher Egghart <christopher.egghart@deq.virginia.gov>, Birge-wilson, Adrienne <adrienne.birge- wilson@dhr.virginia.gov>, <ddutton@dutton-associates.com> Dear Hope, These comments are regarding the Phase 1A Archaeological Reconnaissance for the Bartonsville Energy Facility, Frederick County, VA prepared by SWCA. DHR agrees with DEQ's comments regarding the proposed archaeological work (email dated April 21, 2020). Additionally, DHR concurs that architectural survey be done on the two properties [Carter Hall (034-0083) and Will Grove House (034-1044)] within the project area and within 0.5 mile of the project area of potential effects (APE) to determine visual impacts. We also concur that the project’s visual impact on the Mary Stephens House (DHR ID #034-1078) be simulated to determine if the project will have an adverse impact on the historic resource. If you have any questions, please let me know. Thanks, Jenny Bellville-Marrion- Archaeologist Review and Compliance Division Department of Historic Resources 2801 Kensington Avenue Richmond, VA 23221 Phone: (804) 482-8091 Jennifer.Bellville-Marrion@dhr.virginia.gov PHASE IA ARCHAEOLOGICAL RECONNAISSACNE FOR THE BARTONSVILLE ENERGY FACILITY, FREDERICK COUNTY, VIRGINIA FEBRUARY 2020 PREPARED FOR Bartonsville Energy Facility, LLC PREPARED BY SWCA Environmental Consultants PHASE IA ARCHAEOLOGICAL RECONNAISSANCE FOR THE BARTONSVILLE ENERGY FACILITY, FREDERICK COUNTY, VIRGINIA Prepared for Bartonsville Energy Facility, LLC 939 Pearl Street, Suite 210 Boulder, CO 80302 Attn: Sam Gulland Prepared by SWCA Environmental Consultants 201 Chatham Street, Suite 3 Sanford, NC 27330 919.292.2200 www.swca.com SWCA Project No. 059169.00 SWCA Cultural Resources Report No. 20-1 February 2020 Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility i ABSTRACT SWCA Environmental Consultants (SWCA) conducted a Phase IA archaeological reconnaissance on behalf of Bartonsville Solar Facility, LLC (Bartonsville Solar), for the proposed Bartonsville Solar Project (project) in Frederick County, Virginia. The project consists of the development of 756 acres (306 hectares) located west of Stephens City, Virginia. The area of potential affects (APE) for the project area is 756 acres (306 hectares). The project is located on the 1986 Stephens City, Virginia, U.S. Geological Survey 7.5-minute Quadrangle. Bartonsville Solar is seeking to develop the project area into a solar facility. The project requires compliance with the Virginia Department of Environmental Quality Solar Permit by Rule process, and thus requires consultation with the Virginia Department of Historic Resources. SWCA conducted the Phase IA Reconnaissance in December 2019. The reconnaissance consisted of background research into the project area and a site visit with limited subsurface testing. The goal of the Phase IA is to determine if a Phase IB survey is necessary and, if necessary, establish a probability assessment of the project area to guide the Phase IB survey. SWCA recommends that a Phase IB survey be conducted to determine if archaeological sites are present within the project area. Specifically, the Phase IB survey should focus on areas in proximity to water sources, as well as the location of buildings depicted in historic cartographic sources. SWCA also recommends a historic architectural survey of the two properties within the project area and within 0.5 mile of the project area of potential effects (APE) to determine if the project will have a visual effect on any historic resources. SWCA also recommends that the project’s visual impact on the Mary Stephens House be simulated to determine if the project will have an adverse effect on the historic property. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility ii This page intentionally left blank. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility iii CONTENTS Abstract ......................................................................................................................................................... i Contents ...................................................................................................................................................... iii Appendices ............................................................................................................................................ iv Figures ................................................................................................................................................... iv Tables .................................................................................................................................................... iv Introduction ................................................................................................................................................. 1 Methodology ................................................................................................................................................ 4 Environmental Context .............................................................................................................................. 4 Physiography .......................................................................................................................................... 4 Soils ........................................................................................................................................................ 5 Flora ....................................................................................................................................................... 6 Fauna ...................................................................................................................................................... 6 Current Land Use ................................................................................................................................... 7 Literature Review ..................................................................................................................................... 11 Culture History ..................................................................................................................................... 11 Paleoindian Period (11,500–8000 B.C.) ........................................................................................ 12 Archaic Period (8000–1200 B.C.) ................................................................................................. 12 Woodland Period (1200 B.C.–1600 A.D.) ..................................................................................... 13 Settlement to Society (1607–1750 A.D.) ....................................................................................... 15 Colony to Nation (1750–1789 A.D.) ............................................................................................. 15 Early National Period (1789–1829 A.D.) ...................................................................................... 15 Antebellum Period (1830–1860 A.D.) ........................................................................................... 16 Civil War (1861–1865 A.D.) ......................................................................................................... 16 Reconstruction and Growth (1866–1916 A.D.) ............................................................................. 17 World War I to World War II (1917–1945 A.D.) .......................................................................... 17 The New Dominion (1946 A.D.–Present) ..................................................................................... 18 Previous Investigations ......................................................................................................................... 18 Historic Map Review ............................................................................................................................ 23 Existing Conditions ................................................................................................................................... 24 Survey Area 1 ....................................................................................................................................... 24 Survey Area 2 ....................................................................................................................................... 26 Archaeological Site Potential ................................................................................................................... 27 Precontact Site Potential ....................................................................................................................... 27 Historic Site Potential ........................................................................................................................... 28 Overall Archaeological Site Potential .................................................................................................. 28 Historic Resource Potential ...................................................................................................................... 28 Summary and Conclusions ....................................................................................................................... 31 References Cited ........................................................................................................................................ 32 Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility iv Appendices Appendix A. Resumes of Key Project Staff Appendix B. Historic Mapping Appendix C. Project Photograph Appendix D. Shovel Test Pit Profiles Figures Figure 1. Map showing the proposed location of the project. ....................................................................... 1 Figure 2. Project overview map. ................................................................................................................... 2 Figure 3. Aerial imagery showing APE. ....................................................................................................... 3 Figure 4. Overview of an agricultural field in the APE, facing north. .......................................................... 7 Figure 5. Overview of an orchard in the APE, facing south. ........................................................................ 8 Figure 6. Overview of slope and an area once used as an orchard in the APE, facing west. ........................ 8 Figure 7. Overview of typical rock outcropping in the APE, facing northeast. ............................................ 9 Figure 8. Overview of a drained pond, located in the northern portion of the APE, facing north. ............... 9 Figure 9. Overview of typical slope and wooded area in the APE, facing east. ......................................... 10 Figure 10. Overview disturbances associated with the construction of a buried water line in the APE, facing northeast. ............................................................................................................. 10 Figure 11. Overview of pasture in the APE, facing southwest. .................................................................. 11 Figure 12. VCRIS map of previously recorded resources and surveys in proximity to the project. ........... 19 Figure 13. Approximate project location shown on 1885 Frederick County Atlas. Buildings within project area are circled in red. Generation Tie-in in the southern portion of the project area is not shown. ..................................................................................................................... 24 Figure 14. Overview of the results of the site reconnaissance. ................................................................... 25 Figure 15. Overview of archaeological probability within the project area. ............................................... 29 Figure 16. Overview of archaeological probability within the project area, as seen on the 1977 Stephens City, and Middletown, Virginia, USGS 7.5-minute topographic quadrangles. ........ 30 Tables Table 1. Soils within the Project Area .......................................................................................................... 5 Table 2. Previously Documented Archaeological Resources within 1 Mile of the APE ............................ 19 Table 3. Previous Archaeological Investigations within 1 Mile of the APE .............................................. 21 Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 1 INTRODUCTION SWCA Environmental Consultants (SWCA) conducted a Phase IA archaeological reconnaissance on behalf of Bartonsville Solar Facility, LLC (Bartonsville Solar), for the proposed Bartonsville Solar Facility Project (project) in Frederick County, Virginia. The project consists of the development of 756 acres (306 hectares) located to the north and south of Springdale Road, 4.9 miles (7.9 kilometers [km]) southwest of the town of Winchester, Virginia (Figures 1–3). The project area of potential effects (APE) is 756 acres (306 hectares). The Phase IA reconnaissance was conducted in December 2019, with a site visit occurring on December 12 and 13, 2019. Jonathan Libbon, RPA, served as Principal Investigator and was responsible for project management and report preparation. Benjamin Demchak, RPA, assisted with report preparation and oversaw the site visit, accompanied by Zack Whalen. Resumes for key project staff are provided in Appendix A. The goal for the Phase IA was to identify the testable and untestable portions of the project area and assess the probability of the project area to contain archaeological resources. Special attention was also given to structures and buildings within the project area to determine if a historic architecture survey is necessary. This report outlines the methodology used during the Phase IA, as well as the results of the background research, site visit, and analysis conducted by SWCA in response to the proposed project. Figure 1. Map showing the proposed location of the project. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 2 Figure 2. Project overview map. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 3 Figure 3. Aerial imagery showing APE. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 4 METHODOLOGY The goal of the Phase IA reconnaissance was to evaluate the project area for the likelihood of encountering archaeological sites and historic buildings and structures, and if necessary, develop a strategy to further investigate the project area in accordance with the Virginia Department of Historic Resources (VDHR), published in Guidelines for Conducting Historic Resources Survey in Virginia (2017) and other relevant federal and state guidelines and regulations. A staged approach was undertaken to develop a probability assessment of the project area. Investigators initially reviewed the environmental setting of the project to identify key locales within the project that may influence the presence of archaeological sites (e.g., stream confluences, alluvial soils) as well as environmental and past land use that could influence preservation of archaeological deposits (e.g., upland soils, timbering of the project area). After the review of the environmental setting was established for the project area, a literature review was undertaken. The literature review focused on identifying previously recorded cultural resources and previous cultural resources survey within or directly adjacent to the project area. Settlement patterns for pre-contact and historic groups were also reviewed for the piedmont and coastal plain regions of Virginia. Following the completion of the background research, SWCA undertook a site visit. Prior to the mobilization, survey targets were identified within the project area. Survey targets consisted of areas within the project that contained past ground disturbance that should be verified, landforms that have a high potential to contain archaeological resources, previously recorded archaeological sites, buildings and structures within the project area, and other cultural and natural features that could help guide the determination of archaeological probability within the project area. Investigators photographically documented the survey targets and conducted limited subsurface testing to ascertain the soil profile present within the project area. Subsurface testing, in the form of judgmental shovel tests, consisted of cylindrical holes, 38 cm (15 inches) in diameter and were excavated by natural stratigraphic sequence 10 cm (4 inches) into culturally sterile subsoil. All excavated material was screened through ¼-inch hardware mesh. Shovel test pit (STP) information (i.e., strata, soil type, Munsell color, depths, disturbances, and cultural material, if recovered) was recorded on standard field forms. Each STP location was recorded with a handheld GPS unit capable of sub-meter accuracy. Shovel tests were not excavated within or directly adjacent to previously recorded archaeological sites. After the completion of the site visit, all data was analyzed, and a probability assessment was formulated based on the results of the background research and site visit. ENVIRONMENTAL CONTEXT This section presents the factors of the environment that have influenced the historic and precontact occupation of the project area. A discussion of relevant factors such as physiography, soils, flora, fauna, hydrology, and current and past land use will help provide an understanding of the local environment. This information will then be synthesized with the literature review, provided in the following section, to guide the site reconnaissance and the development of probability areas within the APE. Physiography The proposed project is located in the Middle Section of the Ridge and Valley Physiographic province of the Appalachian Highlands, which is characterized by long, parallel, narrow, even-crested ridges rising above intervening valleys of varying size, the largest and easternmost of which is the Valley of Virginia Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 5 (Great Valley). The Ridge and Valley province is the most extensive of the Appalachian provinces in Virginia, covering about 25 percent of the state (Virginia Department of Conservation and Recreation [Virginia DCR] 2016). The folded and faulted areas of parallel ridges and valleys are carved out of anticlines, synclines, and thrust blocks (Natural Resources Conservation Service [NRCS] 2006:485). The geology of the area was developed from slightly older rocks deposited in the same Paleozoic basin that formed the Cumberland and Allegheny Mountains (Virginia DCR 2016). The ridge crests are primarily made up of resistant sandstone and conglomerate bedrock, while the valleys are made up of less resistant shales and limestone (NRCS 2006:485). Soils A search of the NRCS Web Soil Survey database (NRCS 2019) identified multiple soil series within the APE (Table 1). The majority of the APE (69.4 percent) is located in Frederick-Poplimento loams, which is characterized by well-drained hill soils that have residuum from limestone. Frederick-Poplimento loams soil typically demonstrates a profile of Ap: 0 to 23 centimeters (cm) (0 to 8 inches), silt loam; Bt1: 23 to 46 cm (8 to 18 inches), silty clay; Bt2: 46 to 89 cm (18 to 35 inches), clay; Bt3: 89 to 130 cm (35 to 51 inches), clay; and Bt4: 130 to 183 cm (51 to 72 inches), clay (NRCS 2019). Soils associated with floodplains are limited within the APE (3.6 percent). The prominent soils series associated with floodplains in the APE is classified as Timberville silt loam, which is characterized by well-drained soils that have a local alluvium derived from limestone over residuum weathered from limestone. Timberville silt loam soil typically demonstrates a profile of Ap: 0 to 23 cm (0 to 9 inches), silt loam; Bw: 23 to 56 cm (9 to 22 inches), gravelly silt loam; Bt1: 56 to 76 cm (22 to 30 inches), silty clay loam; and Bt2: 76 to 152 cm (30 to 60 inches), clay loam (NRCS 2019). Multiple soils series within the APE are associated with rock outcrops. The majority of the soils associated with rock outcrops in the APE (1.4 percent) are located in Frederick-Poplimento-Rock outcrop complex. Frederick-Poplimento-Rock outcrop complex soil typically demonstrates a profile identical to Frederick-Poplimento loams (NRCS 2019). Table 1. Soils within the Project Area Map Unit Symbol Map Unit Name Percentage of APE Landform Drainage Class Parent Material 6C Carbo-Oaklet, very rocky silt loams, 2 to 15 percent slopes 0.6 Hills Well drained Residuum weathered from limestone 7C Carbo-Oaklet-Rock outcrop complex, 2 to 15 percent slopes 0.3 Hills Well drained Residuum weathered from limestone 14B Frederick-Poplimento loams, 2 to 7 percent slopes 22.2 Hills Well drained Residuum weathered from limestone 14C Frederick-Poplimento loams, 7 to 15 percent slopes 35.9 Hills Well drained Residuum weathered from limestone 14D Frederick-Poplimento loams, 15 to 25 percent slopes 11.3 Hills Well drained Residuum weathered from limestone 16C Frederick-Poplimento very rocky loams, 7 to 15 percent slopes 5.1 Hills Well drained Residuum weathered from limestone Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 6 Map Unit Symbol Map Unit Name Percentage of APE Landform Drainage Class Parent Material 16D Frederick-Poplimento very rocky loams, 15 to 25 percent slopes 1.9 Hills Well drained Residuum weathered from limestone 17C Frederick-Poplimento-Rock outcrop complex, 2 to 15 percent slopes 1.8 Hills Well drained Residuum weathered from limestone 17E Frederick-Poplimento-Rock outcrop complex, 15 to 45 percent slopes 1.4 Hills Well drained Residuum weathered from limestone 32B Oaklet silt loam, 2 to 7 percent slopes 11.2 Hills Well drained Residuum derived from limestone 32C Oaklet silt loam, 7 to 15 percent slopes 4.4 Hills Well drained Residuum derived from limestone 33C Opequon-Chilhowie, very rocky silty clays, 3 to 15 percent slopes 0.1 Hills Well drained Residuum derived from limestone 34 Pagebrook silt loam 0.1 Floodplains Moderately well drained Clayey alluvium derived from limestone or interbedded limestone, shale, siltstone, and sandstone 40B Timberville silt loam, 2 to 7 percent slopes, frequently flooded 3.5 Drainageways, floodplains, depressions Well drained Local alluvium derived from limestone over residuum weathered from limestone W Water 0.2 N/A N/A N/A Source: NRCS (2019) Flora The APE lies within the Oak-Chestnut Forest Region, as defined by Braun (1964). The natural vegetation of the Oak-Chestnut Forest Region was formerly characterized by a various mixture of oaks and American chestnut, with smaller inclusions of mixed mesophytic forests, high-elevation forests, oak-pine woodlands, and various specialized non-forest vegetation types. After the elimination of the American chestnut as an overstory tree by the Chestnut Blight Fungus around 1940, the region is now mostly described as containing Appalachian oak, oak-pine, or oak-hickory-pine forest (Virginia DCR 2016). The modern forest is composed of diverse tree species. White oak, red oak, black oak, hickories, and associated upland hardwoods are the major species. Scarlet oak, chestnut oak, hickories, and scattered Virginia pine, pitch pine, shortleaf pine, and eastern white pine are common on the shallower soils. Yellow-poplar, red oak, red maple, and other species that require more moisture grow in sheltered coves and on footslopes (NRCS 2006:486). Fauna Ample resources, combined with a wide range of topographic and geological conditions, have created an abundance of endemic species and a great diversity of wildlife in the Oak-Chestnut Forest Region. The major wildlife species in the region include white-tailed deer, wild turkey, gray squirrel, cottontail rabbit, raccoon, red fox, gray fox, ruffed grouse, and woodchucks. In the larger warm-water streams, smallmouth bass, rock bass, sunfish, catfish, and suckers are common. Suitable cold-water streams are stocked with trout. Native brook trout inhabit many of the smaller streams (NRCS 2006:486). Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 7 Current Land Use The project area is currently primarily in an agricultural setting consisting of active agricultural fields and an active orchard. Several portions of the project area were once active orchards as observed on the 1972 Stephens City, West Virginia, aerial imagery, but have since been cleared for other agricultural purposes as observed by modern aerial imagery and SWCA’s field visit. Lesser portions of the project area are found in pasture, fallow fields, and secondary growth mixed deciduous woods. Sparse residential development in the project area has taken place. The project area contains multiple driveways and farm/access roads to facilitate access to residences and agricultural activities. Heavy disturbances associated with the installation of a northwest/southeast trending water line just south of Carrolton Lane were observed during SWCA’s field visit. Additionally, several drained ponds were observed in the project area. The project area is used for hunting game as observed by multiple deer stands observed in agricultural fields and wooded areas. Figures 4-11 depict the current land use of the project area. Figure 4. Overview of an agricultural field in the APE, facing north. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 8 Figure 5. Overview of an orchard in the APE, facing south. Figure 6. Overview of slope and an area once used as an orchard in the APE, facing west. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 9 Figure 7. Overview of typical rock outcropping in the APE, facing northeast. Figure 8. Overview of a drained pond, located in the northern portion of the APE, facing north. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 10 Figure 9. Overview of typical slope and wooded area in the APE, facing east. Figure 10. Overview disturbances associated with the construction of a buried water line in the APE, facing northeast. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 11 Figure 11. Overview of pasture in the APE, facing southwest. LITERATURE REVIEW The following section will establish a cultural context for the project area and provide an overview of the previous archaeological work conducted in proximity to the APE. Additionally, a detailed review of historic maps and atlases is undertaken to help identify the historic occupation of the APE and summarize the historic land use of the project area. Culture History Data gathered by previous compliance surveys, research projects, and landowner or informant interviews can be used to investigate trends for a given region and make specific predictions for identifying cultural resources within the project area. Based on guidance provided in the VDHR’s Guidelines for Conducting Historic Resources Survey in Virginia (2017) an examination of trends within the project area and in the surrounding region is undertaken. These trends include technological innovation, subsistence strategies, climatic change, and population, to name a few. The following is a chronological discussion of the prehistoric and historic occupation of the Valley Geographic and Cultural Region. The Valley Geographic and Cultural Region is defined as the area that lies between the Blue Ridge Mountains to the east and the border with West Virginia (VDHR 2017). The project area is located near the northernmost extent of this region, but shares similarities with the entire region. The north-south orientation of the valley has facilitated a movement of people and ideas that has shaped a unique cultural landscape for the region. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 12 Paleoindian Period (11,500–8000 B.C.) Native American occupation of eastern North American dates to at least 13,450 calendar years ago (approximately 11,500 B.C.), which marks the conventional temporal boundary associated with the Clovis tradition (Anderson et al. 2007; Goodyear 2006). Although there is increasing evidence of an earlier occupation in the region, the few sites that have been reported to contain early deposits, often referred to as ‘Pre-Clovis’, have come under fierce scrutiny by the archaeological community. Monte Verde, in South America, represents one of the oldest generally accepted sites in the Western Hemisphere (Dillehay 2000:160-168). The Pre-Clovis discussion in eastern North America has focused on a handful of sites. Meadowcroft Rockshelter in southwestern Pennsylvania is considered by many archaeologists to be a Pre-Clovis site (Carr and Adovasio 2002:4). The Cactus Hill site in Sussex County, Virginia, recovered lithic artifacts such as bifaces, polyhedral cores, and prismatic blades below intact Clovis horizons as early as 17,000 radiocarbon years before present, significantly earlier than the conventional Clovis temporal boundary. Additionally, the Topper site in South Carolina’s Piedmont region has also produced evidence of Pre-Clovis occupation below Clovis-age sediments (Goodyear 1999, 2000). The Cactus Hill and Topper sites both have the potential to be considered Pre-Clovis and could show that early groups were in the general region of the project, but further work on these sites is still needed to verify Pre-Clovis claims. Increased programs of survey and testing of landforms with Pleistocene-aged deposits are still needed in the region to better understand the Pre-Clovis tradition (Goodyear 2006). The first widely accepted Paleoindian occupation of Virginia was by groups using a distinctive fluted projectile point (i.e., the Clovis type) (Griffin 1967; Justice 1987). These points are generally scarce and often occur as isolated finds in disturbed surface contexts. Geographic concentrations of fluted points, including the Clovis type and related Paleoindian projectile points, such as Cumberland, occur in the eastern half of the United States. Nearly 1,000 fluted projectile points have been reported from Virginia (Anderson and Faught 1998; Anderson et al. 2010). Other Paleoindian projectile point types found in Virginia are Mid-Paleo, Dalton, Hardaway-Dalton, and a type with affinities to Folsom (Barber and Barfield 1989; McAvoy and McAvoy 1997; McCary 1996). In Virginia, the majority of these points were manufactured from cryptocrystalline lithic material. Tools associated with the Paleoindian period include scrapers, gravers, wedges, unifacial tools, hammerstones, abraders, and a variety of “banging, smashing, chopping, and hacking tools” (Gardner 1989:18). Stratified sites containing Paleoindian occupations are relatively rare. In Virginia, the Williamson site and the Thunderbird and Fifty sites of the Flint Run Complex in the Shenandoah Valley provide a unique picture of life during Paleoindian times (Barber and Barfield 1989; Carr 1975; Gardner 1974; Johnson 1996; McAvoy and McAvoy 2003). Research at these sites resulted in the development of the Flint Run Lithic Deterministic Model. The model focuses on high-quality lithic quarries that drove Paleoindian and Early Archaic groups settlement patterns (Anderson and Sassaman 1996:23). The model was based on the assumption that there was a correlation of mobility ranges to the distribution of lithic raw material. Gardner (1974, 1977), who established the model, showed Paleoindian groups in the Shenandoah Valley were tethered to lithic quarries and returned to them as part of a cyclical pattern. Due to the common presence of high-quality lithic materials in Paleoindian artifact assemblages, the model has been utilized by researchers throughout Virginia and much of the Eastern Woodlands. Archaic Period (8000–1200 B.C.) The Archaic period in Southern Coastal Plain of Virginia is characterized by groups adapting to a changing climate and new Holocene biotic communities. The Archaic period was a time of major climatic change. Holocene environments continued to expand until the start of the Hypsithermal Climatic period (6000 B.C.), at which point the modern environment of the region was almost fully developed. Traditionally, the Archaic period has been divided into three sub-periods, the Early Archaic (8000– Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 13 6500 B.C.), the Middle Archaic (6500–3000 B.C.), and the Late Archaic (3000–1200 B.C.), although there is major continuity between all three periods. Major themes in the Archaic period consist of a diversification of the resource base, increase in sedentism, especially in riverine locations, and like much of the Eastern Woodlands, the advent of regionally specific trends in material culture and the antecedents to horticulture. The Early Archaic period (8000–6500 B.C.) is largely thought to be a continuation of the Paleoindian period, with groups following similar settlement and subsistence patterns (Claggett and Cable 1982). The main difference between the Paleoindian period and the subsequent Early Archaic period is that archaeologists have identified an increase in site size, an increase in the number of Early Archaic sites in the Valley Region, and an increase in material culture associated with Early Archaic occupations in comparison to Paleoindian artifact assemblages. A review of Early Archaic sites at the Flint Run Complex shows that the general toolkit identified at these sites remains the same between the Early Archaic period and the Paleoindian period, with corner-notched projectile points (e.g., Palmer Corner-Notched and Kirk Corner-Notched) slowly being replaced by stemmed points (Geier 1990). Following the Early Archaic period, groups in the Middle Archaic period (6500–3000 B.C.) shared many of the lifeways that defined the Early Archaic, such as a similar dispersed settlement system and a reliance on a broad spectrum of resources (Mouer 1991). Some changes that took place during the Middle Archaic period in the Valley Region, potentially related to the climatic events associated with the Hypsithermal Climatic period, include the occupation of upland settings, specifically the foothills and saddles at higher elevations, with a preference near upland water sources (i.e., bogs and spring heads) (Foss 1983; Tolley 1983). The Middle Archaic lithic toolkit with the use of hafted end scrapers and other formal tools such as perforators, drills, and gravers (Coe 1964). Diagnostic artifacts for the period include Stanly Stemmed, Morrow Mountain I and II Stemmed, Guilford Lanceolate, Halifax Side-Notched, St. Albans, LeCroy Bifurcated Stem, and Kanawha Stemmed hafted bifaces. In the Valley Region, the Late Archaic Period (3000–1200 B.C.) archaeological sites are typically defined by the presence of distinctive projectile points/hafted bifaces, such as the broad-bladed Savannah River point. These points in the Valley Region are typically made of local quartzite (McLearen 1991). Other aspects of the Late Archaic toolkit include stemmed and notched knife and spear points, with some similarity to points found in Pennsylvania, as evidenced by the presence of Susquehanna Complex projectile points and hafted bifaces being found throughout the Valley Region (McLearen 1991). Late Archaic sites are commonly found in riverine contexts, with smaller sites found in a wide variety of ecological niches across the landscape (Hodges 1991; Klein and Klatka 1991; Stevens 1991). It is theorized that there was a population increase during the Late Archaic, as evidenced by the increase in the number of sites relative to earlier periods. This settlement system is theorized to revolve around a central base camp and shows evidence of some regionalization and interaction with other groups (Mouer 1991). Elsewhere in Virginia, these base camps were substantial sites, and potentially focused on anadromous fish runs. In the Valley Region, Late Archaic base camps appeared to not reach the size of Late Archaic sites elsewhere in Virginia, potentially due to the lack of seasonal fish runs (Gardner 1982). Across the Eastern Woodlands there is evidence of Late Archaic groups practicing plant domestication and a rudimentary form of horticulture (see Chapman and Shea 1981; Leithoff and Brady 2017; Yarnel 1976). There is limited archaeological evidence that Late Archaic groups in Virginia were actively cultivating plants (Blanton 2003; Mouer 1991). Woodland Period (1200 B.C.–1600 A.D.) The Woodland period is defined by an increase in sedentism, improvements in pottery technology, increased use of groundstone tools, the development of or an increase in the use of horticulture, an Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 14 increase in social stratification, and the nucleating of populations. Like the Archaic period, archaeologists have divided the Woodland Period into three subperiods: the Early Woodland (1200 B.C.–300 A.D.), the Middle Woodland (300–1000 A.D.), and the Late Woodland (1000–1606 A.D.). The Early Woodland period (1200 B.C.–300 A.D.) in the Valley Region is typically defined archaeologically by the presence of early pottery and the emergence of substantial sites in the archaeological record that likely correlate to the beginning of sedentary lifeways. In the Valley Region, steatite tempered Marcey Creek and then Seldon Island pottery are the first to be used. These early wares were constructed using slabs, and by the Middle Woodland period, the construction technique had changed from slab to coil techniques; with the shift came the introduction of cord marking, net impression, and other surface treatments (McLearen 1991). Early Woodland groups abandoned the broad blade Late Archaic knives and projectile points in favor of stemmed, notched, and lanceolate projectile points, such as Small Savannah River, Calvert, and Piscataway (McLearen 1991). Archaeologists have identified small Early Woodland hamlets, typically found in or adjacent to riverine settings, consisting of a few houses (Gardner 1982). In Dennis Blanton’s review of Early and Middle Woodland settlement patterns in the Blue Ridge, which forms the eastern edge of the Valley Region, he points out that there is an overall decrease in site density in relation to Late Archaic sites, that there is evidence of utilization of portions of the landscape previously overlooked by Archaic populations, and that a wider range of site types characterize the Early and Middle Woodland settlement system (Blanton 1992:87). Groups in the Valley Region during the Middle Woodland Period (300 B.C.–1000 A.D.) underwent a variety of technological, subsistence, and cultural changes (Gardner 1982; McLearen 1992). The triangular projectile points typically associated with the adoption of bow and arrow technology become common in the archaeological record of the Middle Woodland Period. In the northern Valley Region, where the project is located, pottery tempering switches from sand to crushed rock (Gardner 1982). Common surface treatments on Middle Woodland pottery include fabric impression, cord-marked, and net-impressed. It is during the Middle Woodland period that interaction on a regional level starts to take shape, social ranking starts to form, and evidence of rituals/ceremonialism is observable in the archaeological record. Archaeologists have identified stone and earth cairns built by Middle Woodland groups throughout the Shenandoah Valley. These cairns, which have been found as isolated features or part of a larger group of stone burials, have been interpreted to be the initial appearance of elaborate burial ceremonialism in Virginia, and could be the easternmost reach of the Adena and Hopewell societies that dominated the Ohio Valley during this time (McLearen 1992). In the vicinity of the project area, the Middle Woodland group responsible for the establishment of these stone burials has been labeled the Burial Mound culture, and has been identified as having constructed stone burial mounds overlooking major rivers, such as the Shenandoah, as well as smaller tributaries and creeks in the Valley Region (Leithoff and Brady 2017). The Late Woodland period in the Valley Region is not well understood. It is inferred based on evidence from elsewhere in Virginia that the increase in regional interaction, social ranking, and other advances that took place during the Middle Woodland period accelerated during the Late Woodland period (1000– 1606 A.D.) in the Valley Region. During the first half of the Late Woodland period, groups in the Valley Region started using limestone-tempered Page series pottery. Sometime during the middle of the fifteenth century, in the northern portion of the Valley Region, where the project is located, Page series pottery was replaced with Keyser series pottery, which is shell-tempered. Page series pottery, as well as limestone- tempered Radford pottery and shell-tempered New River pottery, has been found elsewhere in the Valley Region (Walker and Miller 1992). A review of Late Woodland sites in the Blue Ridge Mountains, which form the eastern edge of the Shenandoah Valley, show that Late Woodland material culture, specifically Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 15 ceramics, is found in rockshelters and a relatively low number of open air sites, but the most common manifestation of the period in the archaeological record consists of triangular points, tools, and lithic debitage (Barber 1983:118; Leithoff and Brady 2017). Settlement to Society (1607–1750 A.D.) Due to the distance from the Chesapeake Bay and the rugged terrain of the Blue Ridge Mountains, sustained European settlement of the region did not occur until the eighteenth century. French Jesuits did reach the Valley Region as early as 1632 but left little account of what they saw within the valley (Leham 1989). Early European settlement in the region did not identify any evidence of native groups, which by that time are thought to have been either displaced by other hostile groups in the region competing for European trade or ravaged by Old World diseases (Hodges 1993). Throughout the seventeenth century various royal institutions, such as the Virginia Company and the Crown, owned the area that would become Frederick County. The change in ownership reflected the turbulent seventeenth century in England, and the fledgling English Colony in Virginia had little impact on the settlement of the area. In 1681, the Fifth Lord Fairfax, Thomas, took over ownership of what would become Frederick County. In 1716, Governor Alexander Spotswood entered the valley and returned to provide accounts of excellent land. Throughout the early eighteenth century, settlers from the Coastal Plain and Piedmont region, as well as from Pennsylvania in the north, would settle in the Valley Region. In 1732, Jost Hite along with 16 families constructed a fort in Bartonsville, just east of the project area. Lord Fairfax intended the area to follow a model of development that was prevalent in the Coastal Plain region which consisted of relatively self-dependent large plantations (Frederick County n.d.). The Virginia Government was eager to settle the region, as it would act as a natural buffer between the core of the colony on the Coastal Plain and in the Piedmont, and hostile native groups to the west. The Virginia House of Burgesses on December 21, 1738, created Frederick County from the western portion of Orange County, and argued that Lord Fairfax’s land ended at the Blue Mountains and that the land beyond belonged to Virginia. This was later challenged in court and reversed in 1743. Between the two decisions, Virginia offered 1,000 acres per family, if within 2 years a house and orchard were established on the parcel. This incentive and the increasing cost of land in Pennsylvania and the Virginia Piedmont, spurred growth throughout the Valley Region. Frederick County was named after Frederick Louis, the Prince of Wales. The town of Winchester was established as the county seat. Colony to Nation (1750–1789 A.D.) Through the turbulent years of the mid- and late eighteenth century, Frederick County would provide much-needed supplies and ammunition to American forces during the Revolution but did not see any direct military action during the war. Due to Frederick County’s location removed from the area of engagement, it was a perfect location to house British prisoners of war. In 1781, a new prison was constructed west of Winchester to accommodate up to 1,600 prisoners. George Washington was heavily associated with Frederick County, having a surveyor’s office in Winchester between 1748 and 1765, which also served as his headquarters when he was made Commander in Chief of the colonial forces during the French and Indian War. Additionally, he represented Frederick County in the Virginia House of Burgesses in 1758 and 1761. Early National Period (1789–1829 A.D.) After the revolutionary war, the economy of Frederick County would be focused on small, family-owned and family-operated farms. This model of agriculture never reached the size or profitability of the plantation style farms that dominated counties in the Coastal Plain and Piedmont regions, nor was there a Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 16 focus on a single crop, like tobacco. Farmers in Frederick County during this period grew grain, specifically wheat, for export along with some small-scale livestock production. This agricultural focus spurred the establishment of mills and tanneries, as well as other business enterprises. It was also during this period that the town of Winchester developed, as did smaller towns, including Stephens City, Middletown, Kernstown, Gainesboro, and Gore. The county’s location along the Great Wagon Road, which was previously a Native American trail, brought an influx of settlers from Pennsylvania. Winchester became a major stopping point for groups settling the valley and points to the west. Antebellum Period (1830–1860 A.D.) In 1831, the Virginia General Assembly chartered the Winchester and Potomac Railroad, which extends from Harper’s Ferry to Winchester. Shortly thereafter a charter was given to establish a turnpike between Martinsburg and Winchester and significantly improve the Great Wagon Road, which would eventually become U.S. Route 11. This rapid increase in transportation improvements was mirrored across Virginia and throughout the East Coast. The connection of Frederick County to regional markets would spur development throughout the Valley Region. Winchester became a manufacturing center for the Valley region, and although it was relatively small-scale, in comparison to major East Coast cities and ports it held an important role in the economy of the Valley Region. Slavery in Frederick County never reached the levels found elsewhere in Virginia, nor was it as heavily engrained into society as areas where mono-culture plantations dominated the social, physical, and cultural landscapes. The low level of slavery in Frederick County was partially due to the lack of need for a large labor force, as the economy during the Antebellum Period was largely based on small-scale farming, as well as most residents of the county being Scots and Germans who originated in Pennsylvania and lacked the social ties to eastern Virginia. These reasons were also why the residents of Frederick County were apprehensive to join the Confederate cause during the Civil War. Civil War (1861–1865 A.D.) The physical and economic advantages that made Winchester and Frederick County important during the early nineteenth century also made a key strategic objective for both Confederate and Union Forces. Union high command was concerned about Confederate forces utilizing the Valley Region as a base to launch an attack on Washington, D.C. Confederate forces relied on the agricultural output of the Valley to supply them throughout Virginia. Several major battles would take place in proximity to the project area and throughout the Valley Region. The APE is not within the boundaries of any battlefield, and there are no resources associated with the Civil War recorded within the project area. Numerous conflicts would take place in Frederick County, including the First and Second Battles of Kernstown and the First, Second, and Third Battles of Winchester. The First Battle of Kernstown, which occurred in March of 1862, was the first major battle to occur in the region and consisted of General Thomas “Stonewall” Jackson’s only defeat, which would become known as the Valley Campaign (Morton 1925:154). Jackson’s actions during the First Battle of Kernstown would cause Union forces to heavily reinforce the Valley Region. Three months later, during the First Battle of Winchester in May of 1862, Jackson would demonstrate a tactical genius that would make him one of the best generals in the Confederacy. With Union forces focused on the Peninsula Campaign and elsewhere, Jackson utilized a swell in Confederate recruits from the Valley Region and neighboring areas to attack Union forces and take control of key points in the Shenandoah Valley. The First Battle of Winchester started at Front Royal, south of the project area in Warren County, Virginia. Jackson overwhelmed Union Forces holding the area and forced them to retreat to the north. Jackson split his forces and on May 25 and caught the fleeing Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 17 federal troops in the southern portion of Winchester (Kennedy 1998). The first Battle of Winchester was an overwhelming Confederate victory, with union forces losing a third, or 2,000 men, in the engagement. The Second Battle of Winchester would occur on June 13–15, 1863. Confederate forces led by Major General Richard Ewell engaged entrenched Union forces in a series of fortifications on a series of ridges northwest of Winchester. Ewell would break the Union entrenchments and capture approximately 4,000 federal soldiers. The major strategic victory of the second Battle of Winchester was that it removed Union forces that could potentially flank Confederate General Lee’s advance into Pennsylvania, which culminated in the Battle of Gettysburg in early July 1863. In July 1864, Confederate General Jubal Early marched against Union forces under the command of Brigadier General George Crook, who was charged with holding Winchester. General Early easily defeated the Union forces and forced a Union Route all the way to the Potomac. The Third Battle of Winchester would take place on September 19, 1864, along the northern and northeastern edges of Winchester. Union General Philip Sheridan was attempting to retake Winchester from Confederate forces commanded by General Jubal Early. Union actions elsewhere in Virginia, specifically the siege of Petersburg, had reduced Confederate forces within the Valley Region to 12,500 men. General Sheridan engaged the Confederates under Early with a force of 40,000 union troops, in what would be the last major battle of the Civil War in the Valley Region. Union forces used cavalry to flank entrenched infantry positions and force a Confederate retreat. Winchester was retaken in a clear Union victory and Confederate forces were routed. More than 5,000 Union soldiers were slain, compared to the 3,600 soldiers lost by the Confederates. Reconstruction and Growth (1866–1916 A.D.) The heavy fighting and the multiple shifts between Union and Confederate forces resulted in a landscape that was devastated. The loss of life, property, and the destruction of the regional transportation network would cause massive disruption to the cultural and social fabric of Frederick County. This destruction caused a general depression and resulted in land values dropping by 80 to 90 percent (Kaplan 1993). The depression in the land market in Frederick County was so bad that the Virginia General Assembly passed a law preventing the sale of land for less than 75 percent of its assessed value. By the end of the nineteenth century, the area had rebound. Farmers started to plant apple orchards, which quickly became the key agricultural output from Frederick County during this period. Additionally, the industrial revolution that was taking place throughout the country in the late nineteenth century spurred the development of a variety of factories, mills, and other industrial interests in Winchester. World War I to World War II (1917–1945 A.D.) While the rise of industrial manufacturing in Winchester secured the city’s place as a regional hub, Frederick County was still largely rural. The apple industry that had started during the previous period accelerated and made Frederick County Virginia’s largest apple producer. The high density of productive apple orchards spurred secondary industries into the region and created a new vibrant sector of the economy. During this time, limestone was commercially quarried and used for the spike in road building associated with the widespread adoption of the automobile, as well as agricultural products. By the 1930s, sand, sandstone, limestone, and magnesium were actively quarried (Kalbian 1999). Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 18 The New Dominion (1946 A.D.–Present) In the post-war years, Frederick County experienced an explosion in population. The population in 1940 of Frederick County was 14,008, and in 2010 the population had grown to 78,305. This growth trend was largely seen throughout northern Virginia, as the expansion of the federal government during these years, as well as the establishment of modern roadways, allowed for bedroom communities and the creation of suburban areas. Agriculture still plays and important role in the local community, with Frederick County producing 40 percent of all apples grown in Virginia, the manufacturing and service industries dominate the economy. The large and available tracts of land in the early post-war years attracted national manufacturing companies who wanted to be near Washington D.C., and other major East Coast cities. The area’s bucolic nature is still retained from its past, but now the landscape is dotted with commercial and industrial development. Previous Investigations A cultural resources records search was conducted using the Virginia Cultural Resource Information System (VCRIS) on December 30, 2019 (Figure 12). The records search indicated that 85 archaeological sites are located within 1.6 km (1.0 mile) of the APE (Table 2). All of the 85 archaeological sites except for 44FK0738 are classified as not evaluated for listing in the National Register of Historic Places (NRHP). Site 44FK0738 is no longer extant. Four of the archaeological sites (44FK0163, 44FK0166, 44FK0167, and 44FK0168) are partially within the eastern portion of the APE. Additionally, a total of 278 architectural resources are also located within 1.6 km (1.0 mile) of the APE. One architectural resource (034-1078) is within the APE, and two architectural resources (034-0083 and 034-1044) are adjacent to the APE. Further review of the VCRIS indicated that two previous surveys (FK-019 and FK- 070) have been conducted within 1.6 km (1.0 mile) of the APE (Table 3). One of these surveys (FK-019) overlaps the northeastern portion of the APE. Additionally, no portion of the APE is within the American Battlefield Protection Program Civil War Battlefield Boundaries (2009). The four archaeological sites (44FK0163, 44FK0166, 44FK0167, and 44FK0168) partially within the eastern portion of the APE are in proximity to one another. Site 44FK0163 is a twentieth century trash pit identified by James Madison University (JMU) in 1991. JMU conducted a visual reconnaissance and six shovel test pits within the site boundary. Investigators observed debris consisting of bottle glass, metal pieces, and other debris of modern origin. Site 44FK0163 has not been evaluated for listing in the NRHP. Site 44FK0166 is a historic site consisting of a small check dam designed to control runoff into a perennial stream to the north and to provide water for livestock. The site was identified in 1991 by JMU by means of visual reconnaissance. The dam is a slightly curved earthwork roughly 45 feet (14 m) in length and stands 6 to 8 feet (1.8 to 2.4 m) tall. Site 44FK0166 has not been evaluated for listing in the NRHP. Site 44FK01067 is a precontact site identified by JMU in 1991. JMU conducted a visual reconnaissance and five shovel test pits within the site boundary. Investigators recovered one grey chert biface fragment, three chert flakes and, one calcedony flake. Site 44FK0167 has not been evaluated for listing in the NRHP. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 19 Figure 12. VCRIS map of previously recorded resources and surveys in proximity to the project. Table 2. Previously Documented Archaeological Resources within 1 Mile of the APE Site Number Site Type NRHP Eligibility 44FK0005 Archaic, Woodland Not Evaluated 44FK0143 Historic, Artifact Scatter Not Evaluated 44FK0144 Historic, Stone Fence-line Not Evaluated 44FK0145 Historic, Stone Fence-line Not Evaluated 44FK0146 Prehistoric, Lithic Scatter Not Evaluated 44FK0148 Multicomponent, Artifact Scatter Not Evaluated 44FK0150 Historic, Cave Not Evaluated 44FK0151 Historic, School Not Evaluated 44FK0152 Historic, Spring Feeder Not Evaluated 44FK0153 Prehistoric, Lithic Scatter Not Evaluated 44FK0157 Historic, Agricultural Dump Not Evaluated 44FK0160 Prehistoric, Lithic Scatter Not Evaluated 44FK0161 Prehistoric, Camp Not Evaluated Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 20 Site Number Site Type NRHP Eligibility 44FK0162 Historic, Dwelling, Single Not Evaluated 44FK0163 Historic, Trash Pit Not Evaluated 44FK0164 Prehistoric, Quarry Not Evaluated 44FK0165 Prehistoric, Lithic Scatter Not Evaluated 44FK0166 Historic, Check Dam Not Evaluated 44FK0167 Prehistoric, Lithic Scatter Not Evaluated 44FK0168 Historic, Rock Wall Not Evaluated 44FK0169 Late Archaic, Lithic Scatter Not Evaluated 44FK0170 Historic, Outbuilding Not Evaluated 44FK0171 Multicomponent, Artifact Scatter Not Evaluated 44FK0172 Prehistoric, Lithic Scatter Not Evaluated 44FK0173 Historic, Farmstead Not Evaluated 44FK0174 Prehistoric, Lithic Scatter Not Evaluated 44FK0175 Historic, Dwelling, Single Not Evaluated 44FK0176 Historic, Trash Scatter Not Evaluated 44FK0177 Historic, Military Base/Facility, Military Camp Not Evaluated 44FK0178 Historic, Farmstead Not Evaluated 44FK0179 Historic, Dam, Mill Not Evaluated 44FK0180 Historic, Rock Wall Not Evaluated 44FK0181 Prehistoric, Lithic Scatter Not Evaluated 44FK0182 Prehistoric, Lithic Scatter Not Evaluated 44FK0191 Historic, Road, Stone Fence-line Not Evaluated 44FK0193 Historic, Military Base/Facility, Military Camp Not Evaluated 44FK0195 Multicomponent, Artifact Scatter Not Evaluated 44FK0196 Historic, Outbuilding Not Evaluated 44FK0197 Prehistoric, Lithic Scatter Not Evaluated 44FK0198 Historic, Mill, Raceway Not Evaluated 44FK0199 Prehistoric, Lithic Scatter Not Evaluated 44FK0200 Prehistoric, Lithic Scatter Not Evaluated 44FK0222 Multicomponent, Trash Pit, Artifact Scatter Not Evaluated 44FK0235 Historic, Artifact Scatter Not Evaluated 44FK0236 Prehistoric, Lithic Scatter Not Evaluated 44FK0237 Multicomponent, Road Not Evaluated 44FK0238 Prehistoric, Lithic Scatter Not Evaluated 44FK0239 Prehistoric, Lithic Scatter Not Evaluated 44FK0240 Prehistoric, Lithic Scatter Not Evaluated 44FK0257 Historic, Stone Fence-line Not Evaluated 44FK0264 Prehistoric, Lithic Scatter Not Evaluated 44FK0265 Multicomponent, Rock Pile, Lithic Scatter Not Evaluated 44FK0266 Prehistoric, Lithic Scatter Not Evaluated Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 21 Site Number Site Type NRHP Eligibility 44FK0267 Prehistoric, Lithic Scatter Not Evaluated 44FK0268 Multicomponent, Trash Pit, Artifact Scatter Not Evaluated 44FK0269 Multicomponent, Artifact Scatter Not Evaluated 44FK0271 Historic, Irrigation Not Evaluated 44FK0528 Historic, Dwelling, Single, Industry/Processing/Extraction Not Evaluated 44FK0547 Historic, Dwelling, Single, Industry/Processing/Extraction Not Evaluated 44FK0548 Historic, Dwelling, Single, Industry/Processing/Extraction Not Evaluated 44FK0549 Historic, Dwelling, Single, Industry/Processing/Extraction Not Evaluated 44FK0565 Historic, Military Camp Not Evaluated 44FK0604 Historic, Dwelling, Multiple Not Evaluated 44FK0607 Historic, Late Archaic, Artifact Scatter Not Evaluated 44FK0614 Multicomponent, Artifact Scatter Not Evaluated 44FK0626 Historic, Outbuilding Not Evaluated 44FK0652 Historic, Military Camp Not Evaluated 44FK0716 Historic, Mill, Raceway Not Evaluated 44FK0738 Historic, Farmstead Not Evaluated 44FK0783 Historic, Dwelling, Single Not Evaluated 44FK0784 Historic, Dwelling, Single Not Evaluated 44FK0810 Historic, Warehouse Not Evaluated 44FK0813 Historic, School Not Evaluated 44FK0814 Historic, Church Not Evaluated 44FK0836 Historic, Cemetery Not Evaluated 44FK0837 Historic, Cemetery Not Evaluated 44FK0842 Historic, Cemetery Not Evaluated 44FK0866 Historic, Quarry Not Evaluated 44FK0867 Historic, Quarry Not Evaluated 44FK0872 Historic, Dwelling, Single Not Evaluated 44FK0880 Historic, Dwelling, Single Not Evaluated 44FK0883 Historic, Dwelling, Single Not Evaluated 44FK0981 Historic, Outbuilding Not Evaluated 44FK0982 Historic, Cemetery Not Evaluated 44FK0983 Historic, Dwelling, Single Not Evaluated Source: VCRIS (2019) Table 3. Previous Archaeological Investigations within 1 Mile of the APE DHR Report Number Survey Name Conducted by FK-019 An Archaeology Survey of and Management Plan for Cultural Resources in the Vicinity of the Upper Opequon Creek James Madison University, 1991 FK-070 A Phase I Archaeological Reconnaissance of the Proposed Oxford Village Development Site in Stephens City Virginia Thunderbird, 1992 Source: VCRIS (2019) Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 22 Site 44FK0168 is a historic stone wall identified by JMU in 1991. The stone wall extends for 75 feet (23 m) and in many cases is identified as piles of rocks. JMU noted that the wall may be unfinished and was possibly in the process of manufacture when abandoned. JMU also noted an old road that runs toward Stephens City is situated on the east side of the stone wall and a second road crossing and going towards the Middle Road at the northern end of the stone wall. According to JMU, the stone wall is placed along an earlier defined property line that dates to the eighteenth century. Site 44FK0168 has not been evaluated for listing in the NRHP. The architectural resource within the APE is the Mary Stephens House (034-1078). The project will require a subsurface distribution power line to tie into the electrical grid. The proposed distribution line will cross the eastern boundary of the Mary Stephens House property. The resource consists of a single- dwelling two-story farmhouse (circa 1757) and six associated outbuildings. The farmhouse has not been remodeled since the early to mid-twentieth century The Mary Stephens House is classified as eligible for listing in the NRHP. The first architectural resource adjacent to the APE is Carter Hall (034-0083). The resource is located adjacent to the APE’s southwestern extent. The resource consists of a single-dwelling, two-story, three- bay, Greek Revival farmhouse (circa 1833) and two associated outbuildings. One of the outbuildings is a bank barn, and the other outbuilding is what was once slave quarters built at the same time as the farmhouse. Carter Hall was built by William Arthur Carter and his wife Mary Pitman Carter. The farmhouse originally presided over a 1,300-acre plantation with 99 slaves. While no major Civil War battles were fought on the lands of Carter Hall, stray bullets embedded in the farmhouse’s front porch columns indicate that smaller skirmishes took place in the area. Carter Hall is classified as eligible for listing in the NRHP. The second architectural resource adjacent to the APE is Will Grove House (034-1044). The resource is located adjacent to the APE’s northeastern extent and consists of a single-dwelling two-story farmhouse (circa 1870) and four associated outbuildings. The Will Grove House has not been evaluated for listing in the NRHP. The remaining 275 architectural resources within 1.6 kilometers (1 mile) of the APE are primarily scattered throughout the 1.6-kilometer (1-mile) surrounding the APE; however, the area southeast of the APE contains the highest density of architectural resources identified. The majority of the architectural resources identified southeast of the APE are clustered in Stephens City, within the Newton/Stephensburg Historic District (304-0001), which is listed in the NRHP. Besides the Mary Stephens House (034-1078) and Carter Hall (034-0083), four other architectural resources (034-0007, 034-0027, 034-300, and 034- 5023) that have been determined eligible for listing in the NRHP are within the buffer surrounding the APE. Additionally, two architectural resources (034-0069 and 034-1003) within the buffer surrounding the APE are classified as potentially eligible for listing in the NRHP. Of the two surveys in proximity to the project, the one conducted by JMU in 1991 recorded the majority of resources in the area and overlapped the northeastern portion of the current project area. The 1991 survey resulted in the identification of 147 prehistoric archaeological sites. Of these prehistoric sites, 76 were isolated finds. An additional 161 sites were found to possess historic components. The other survey located within 1.6 kilometer (1 mile) of the APE was conducted by Thunderbird in 1992. The survey is located approximately 1.05 kilometers (0.65 mile) east of the APE. No cultural resources were identified during the survey. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 23 Historic Map Review A review of historic maps, atlases, and photographs shows that the project area has largely been undeveloped land/agricultural throughout the historic past (Appendix B). Depictions of Frederick County from the early nineteenth century show a developing transportation network centered on the town of Winchester, Virginia. The 1809 Map of Frederick, Berkeley, & Jefferson Counties in the State of Virginia and the 1820 Frederick County map depict a series of mills, along Opequon Creek, which is located less than 0.5 mile to the northwest of the project area (see Appendix B). There are no roads or structures depicted within the project area on either of these maps. The first map to show the project in detail was D. J. Lake & Co 1885 An Atlas of Frederick County, Virginia (Figure 13). The atlas depicts the project area as largely being undeveloped land, although the modern road system is portrayed. The 1885 Atlas shows three buildings located within the project area. The first, located south of Springdale Road, is attributed to Hugh Bradley. The second, located in the southern portion of the project area, is attributed To R. R. Turner. The third, located in the northern portion of the APE, does not have a name associated with it on the atlas, potentially indicating that it was vacant in 1885 or the owner was unknown. The first USGS quadrangles to depict the project area are the 1937 Middletown and 1938 Winchester quadrangles, with the majority of the project area on the 1938 USGS quadrangle and only the very western portion on the 1937 Middletown Quadrangle (see Appendix B). The quadrangles depict four buildings within the project area. Two of the four buildings, the one located in the northern portion of the APE that was not attributed to anyone on the 1885 map is present, as well as the building in the south attributed to R. R. Turner. The building adjacent to Springdale Road is no longer shown. The two new buildings on this map consist of a building southwest of Springdale Road, in the center portion of the APE, and a second building in the southern portion of the project area, south of the structure attributed to R. R. Turner on the 1885 atlas (see Appendix B). The 1972 Stephens City USGS aerial imagery depicts the majority of the project area and shows that by the mid-twentieth century much of the modern landscape of the project area has been established, including the modern tree line of many of the agricultural fields within the project area. Out of the buildings depicted on the early twentieth century quadrangles, only two are depicted on aerial photography. The first is located in the southern portion of the project area, and the second is located in the central portion of the project area. Large portions of the project area are depicted in the 1972 aerial photograph as being active orchards, especially in the northern portion of the APE, while the land use in the southern portion of the APE consists of more traditional agriculture. Modern aerial imagery shows that the landscape between 1972 and present day has remained relatively static. The two buildings depicted in the project area are present today, and organization of the fields has remained largely the same. The only major difference is the reduction in the size of the orchard in the northern portion of the project area. In summary, a review of historic cartographic sources for the project area indicates that the overall landscape has changed little since the mid- to late nineteenth century. Prior to that period, the exact nature of the project area is unknown, as mapping from that period does not provide enough detail to understand change at the local level. Two buildings depicted on the 1885 Atlas and early twentieth century quadrangles are no longer present within the APE. As such, there is a potential for historic archaeological sites to be present at these locations. The only major disturbance within the project area, according to the cartographic sources reviewed, is the reduction of the orchard located within the northernmost portion of the project area. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 24 Figure 13. Approximate project location shown on 1885 Frederick County Atlas. Buildings within project area are circled in red. Generation Tie-in in the southern portion of the project area is not shown. EXISTING CONDITIONS SWCA undertook a site visit on December 12 and December 13, 2019, to determine the existing conditions within the project area, document the locations of the buildings identified during the literature review, and conduct limited subsurface testing to better understand the soil profile present within the project area. Subsurface testing did not identify any cultural material. Photographs of the APE are provided in Appendix C. An overview of the shovel testing conducted within the project era is provided in Appendix D. To better facilitate the site visit, investigators divided the project area up into survey areas. Survey Area 1 consisted of the APE to the north of Springdale Road. Survey Area 2 consisted of the APE south of Springdale Road (Figure 14). Survey Area 1 Within Survey Area 1, investigators revisited four previously recorded archaeological sites (44FK0163, 44FK0166, 44FK0167, and 44FK0168), the remains of a wooden building, a large stone field wall, and several smaller disarticulated rock piles likely associated with agricultural practices, such as field clearing. The four previously recorded archaeological sites were revisited to assess if any disturbances may have impacted the sites since their recordation and to document any aboveground features or material culture on the ground surface that may be present. Subsurface testing was not undertaken at these sites. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 25 Figure 14. Overview of the results of the site reconnaissance. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 26 The mapped location of 44FK0166, an indeterminate historic site recorded in 1991 consisting of a check dam, was revisited. Investigators did not identify any material culture or disturbance at the mapped location of the site. It is possible that the dam in reference was located to the northeast of the site. Site 44FK0163, a twentieth century trash pit recorded in 1991, was also revisited. No evidence of disturbance was found, nor was evidence of the material culture associated with the site identified. The mapped location of site 44FK01067, a precontact site consisting of a lithic scatter recorded in 1991, was also revisited, but no evidence of the site was visible on the surface. The final site that was revisited was 44FK168, a nineteenth century site consisting of a stone fence. Investigators could not relocate the stone fence or any nineteenth century material culture. No evidence of disturbance was identified within or adjacent to the mapped location of the resource. Systematic survey of the mapped location of each site may identify associated artifacts, although due to the age of the survey that recorded the sites, it is possible that the mapped location is not accurate, and the resources may be outside of the project area. The reconnaissance of Survey Area 1 also identified the remains of an old dam, near the eastern edge of the APE. The dam no longer retains water, and due to the small size of the unnamed tributary of Opequon Creek that feeds the dam, it was likely used for agricultural purposes, as opposed to serving as a source of power for a mill or similar structure. Besides the dam, investigators identified a field stone wall that roughly follows the tree line of forested area in the northeastern portion of the project area. The wall consists of disarticulated fieldstones piled in a roughly linear fashion. Investigators did not identify any material culture associated with the piled fieldstone wall. The several other disarticulated rock piles identified in Survey Area 1 are most likely the result of agricultural practices associated with clearing fields of stone to facilitate plowing. Investigators did not identify any cultural material associated with the identified disarticulated rock piles. During the reconnaissance of Survey Area 1, investigators identified the remains of a wooden building. The building was heavily collapsed but appears to have been a one-story rectangular building with rough- hewn log walls with portions overlain with wooden slats. It is unclear if the building served a domestic purpose or was an agricultural outbuilding. The location of the building roughly matches the mapped location of the building depicted on the 1885 atlas in the northern portion of the APE. No material culture was visible on the ground surface, although ground visibility was heavily obscured by undergrowth. In general, Survey Area 1 consists primarily of agricultural fields. Along the western border of Survey Area 1, a large amount of earth disturbance was present associated with the construction of a subsurface waterline. The wooded portions of Survey Area 1 contained a high degree of slope. Shovel testing in Survey Area 1 identified a soil profile consistent with NRCS mapped upland soil profiles for the area and typically contained one stratum over subsoil. Stratum I, the Ap Horizon, consisted of a brown (10YR4/3) silt loam found on average to a depth of 38 cm (15 inches) below ground surface. Subsoil for Survey Area 1 typically consisted of a strong brown (7.5YR5/8) silty clay loam. Subsurface testing within the established orchard along the northern edge of the APE identified a heavily disturbed soil profile, likely related to the planting and care of the trees. Survey Area 2 During the reconnaissance of Survey Area 2, investigators identified two buildings with associated outbuildings, as well as a stone foundation. Building 1 is located in the southern portion of the APE and consists of a series of collapsed buildings. Investigators did identify a potential residence, barn, and several collapsed outbuildings. The property is in the relative mapped location of the building attributed to R. R. Turner on the 1885 atlas (see Figure 13). No evidence of the adjacent building depicted on the early twentieth century quadrangles was noted during the reconnaissance. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 27 Building 2 is located in the northern portion of Survey Area 2, and fronts Carrollton Lane. The property consists of a residence clad in white wood weatherboard. Several associated agricultural outbuildings of various ages were observed in proximity to Building 2 (see Appendix B). The property is in the mapped location of the building first depicted on the 1930s USGS quadrangles and, based on the architectural style of the residence, likely dates to the early twentieth century. The foundation identified by investigators consisted of a dressed stone foundation built into a slight rise in elevation. The foundation is at ground level of Carrollton Lane, which the building once likely faced. A pile of cut wooden timbers and build material is present adjacent to the foundation and likely represented the actual building that was once atop the foundation. Based on the nature of the building material, the overall size and thickness of the foundation, and the raised entrance to the building, it is likely that the building was once a barn potentially associated with Building 2. In general, Survey Area 2 had a similar land use as Survey Area 1, consisting of agricultural fields broken up with tree lines and small wooded areas, typically on rises and knolls. At the time of the survey, the majority of the agricultural fields consisted of harvested corn fields. Shovel testing within Survey Area 2 identified a soil profile that consisted of brown (7.5YR4/3) silty clay loam Ap-horizon found to a depth of 23 cm (9 inches) below ground surface. Subsoil consisted of a yellowish red (5YR5/6) clay loam. The soil profile observed in Survey Area 2 is consistent with NRCS mapped soil unit for the area and upland soil profiles throughout the region. ARCHAEOLOGICAL SITE POTENTIAL The goal of the Phase IA reconnaissance was to evaluate the project area for the likelihood of encountering archaeological sites and historic buildings and structures. The results of this evaluation are presented below. In general, the project area is unlikely to contain significant cultural resources, as key features in the landscape that are typically associated with substantial archaeological sites (e.g., major rivers, established terraces, key historic transportation routes) are not present within the APE. Precontact Site Potential A review of sites in proximity to the project area and general trends of precontact settlement systems in the Valley Region of Virginia have identified several trends that can help identify probability areas within the APE. Environmental factors such as proximity to water, the presence of well-drained soils, slope, general topography, and other such variables have been found to correlate strongly with the presence of precontact sites. Further analysis of sites in proximity to the project and their location on the landscape allows for a probability assessment of the project area to be developed. In general, the project lacks key landforms and features in the landscape that are typically associated with substantial precontact sites in the Valley Region, such as major rivers, perennial streams, confluences of streams, and/or well-established terraces. A review of the 32 precontact sites within 1 mile of the project shows that the typical precontact site consists of an ephemeral scatter of artifacts, typically lithic debitage found in an agricultural context. There are exceptions to this closer to Opequon Creek, and at other key points in the landscape. The relatively uniform nature of the APE in regard to environmental factors and proximity to water should be considered a key indicator of precontact probability. The Phase IB survey should focus along the small unnamed tributary of Opequon Creek that drains the central portion of Survey Area 1, as well as around the small intermittent/ephemeral drainages located on the knolls and hills within the APE. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 28 Historic Site Potential Historic period site location influences follow similar parameters as precontact sites, with some additional influences. Proximity to water sources in early historic times would influence the locations for settlements. As time progressed, the availability of water transport allowed for expansion away from perennial water sources. In the historic period, people commonly settled along roadways and at intersections after they were constructed. These early roadways created high traffic areas where other structures, including hotels, taverns, and stores, were built. Based on the review of the historic context of the project area and the historic map review, there are several areas within the APE that have the potential to contain historic period sites. High to moderate probability areas for historic period archaeological sites within the APE consist of the areas adjacent to Building 1 and Building 2, the foundation, and south of Springdale Road, at the mapped location of Hugh Bradley residence on the 1885 Atlas. In Survey Area 1, the collapsed log building should be investigated with subsurface testing around the building to determine if an archaeological site is associated with the aboveground remains. The four previously recorded sites (44FK0163, 44FK0166, 44FK0167, and 44FK0168) should be tested with close-interval shovel tests, and updated site forms should be prepared outlining the results. Additionally, the rock walls identified within the project area should be documented and mapped. Overall Archaeological Site Potential The project APE is considered to have a moderate potential for intact archaeological deposits associated with the precontact occupation of the area, although substantial precontact sites are unlikely to be present. The portions of the APE with the highest probability of containing precontact sites are those in proximity to water. Occupation of the project area in the historic period can be traced through the documentary record from the mid-nineteenth century. Although it is highly likely that historic period inhabitants occupied the APE throughout the nineteenth century, and potentially earlier. As such, the project area has a moderate to high probability of containing archaeological sites associated with the historic period. It is likely that portions of both the historic and precontact high to moderate probability areas have been disturbed in the recent past with the removal of the orchards in the late twentieth century in the northern portion of the APE and the construction of a water line along the western edge of the project area. A visual inspection of the entire APE will be undertaken in conjunction with the testing of the moderate to high probability areas. Additionally, a 10 percent sample of the low probability areas will be undertaken to verify the probability assessment of the project. The proposed sample areas were placed in areas distant from water sources, and on landforms or in portions of the project area with a different land use than the high probability areas (see Figure 15 and 16). An analysis of the probability assessment and suggestions for future refinement for projects within the general vicinity of the APE will be provided in the Phase IB report. HISTORIC RESOURCE POTENTIAL During the site reconnaissance, SWCA identified two properties (Buildings 1 and 2) within the project area, as well as one previously recorded resource, Mary Stephens House (034-1078). It is recommended that the two unrecorded properties be recorded with the VDHR. Additionally, it is recommended that the project’s visual impact on the NRHP listed Mary Stephens House be simulated to determine if the project will have an adverse effect on the historic property. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 29 Figure 15. Overview of archaeological probability within the project area. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 30 Figure 16. Overview of archaeological probability within the project area, as seen on the 1977 Stephens City, and Middletown, Virginia, USGS 7.5-minute topographic quadrangles. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 31 SUMMARY AND CONCLUSIONS In support of the Bartonsville Energy Facility Project in Frederick County, Virginia, SWCA undertook a Phase IA reconnaissance to determine the likelihood of the project area containing archaeological resources and provide guidance for further cultural resources studies. The results of the reconnaissance indicated that the project area has a moderate probability of containing both precontact and historic archaeological resources. A total of 170 acres (69 hectares) has a high to moderate potential to contain intact archaeological resources. As such, SWCA recommends that a Phase IB survey of this area, in addition to a 10 percent sample (i.e., 59 acres [24 hectares]) of the low-probability area, be undertaken to determine if archaeological sites may be present within the APE. These areas should be surveyed using systematic shovel testing or surface survey, depending on ground visibility. In areas that are either nonagricultural or have ground visibility below 50 percent, it is recommended that systematic shovel testing be conducted at 15-meter (50-foot) intervals. Shovel tests should be cylindrical holes no smaller than 38 cm (15 inches) in diameter and all sediment screened through quarter-inch mesh. In the moderate to high probability areas and the sample of the low probability area located in agricultural fields that have been recently plowed and ground surface visibility is greater than 50-percent, it is recommended that controlled surface collection be conducted at 5-meter (16-foot) intervals. Additionally, SWCA recommends that a historic architecture survey be conducted for the two unrecorded properties within the project area, and the project’s effect on the NRHP listed Mary Stephens House be determined. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 32 REFERENCES CITED Anderson, David G., David S. Brose, Dena F. Dincauze, Michael J. Shott, Robert S. Grumet, and Richard C. Waldbauer 2007 The Earliest Americans Theme Study. Archaeology Program, National Park Service, United States Department of the Interior, Washington, D.C. Available at: http://nps.gov/history/archaeology/PUBS/NHLEAM/index.htm. Accessed December 31, 2019. Anderson, David G., and Michael K. Faught 1998 The Distribution of Fluted Paleoindian Projectile Points: Update 1998. Archaeology of Eastern North America 26: 163-187. Anderson, David G., D. Shane Miller, Stephen J. Yerka, J. Christopher Gillam, Erik N. Johanson, Derek T. Anderson, Albert C. Goodyear, and Ashley M. Smallwood 2010 PIDBA (Paleoindian Database of the Americas) 2010: Current Status and Findings. Archaeology of Eastern North America 38: 63-90. Anderson, David G., and Kenneth E. Sassaman 1996 The Paleoindian and Early Archaic in the Southeast. University of Alabama Press, Tuscaloosa. Barber, Michael B. 1983 Archaeological Perspective of the Northern Blue Ridge. In Upland Archaeology in the East: A Symposium, pp. 116-129. U.S. Forest Service, Atlanta, Georgia. Barber, Michael B., and Eugene B. Barfield 1989 Paleoindian Chronology for Virginia. In Paleoindian Research in Virginia: A Synthesis, edited by J. M. Wittkofski and T. R. Reinhart, pp. 53-70. Special Publication No. 19 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. Blanton, Dennis B. 1992 Middle Woodland Settlement Systems in Virginia. In Middle and Late Woodland Period Research in Virginia: A Synthesis, edited by T. R. Reinhart and M. E. N. Hodges, pp. 65-96. Special Publication No. 29 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. 2003 Late Archaic in Virginia: An Updated Overview. Quarterly Bulletin, Archaeological Society of Virginia 58(4):177–206. Braun, E. Lucy 1964 Deciduous Forests of Eastern North America. 2nd ed. Hafna, New York, New York. Carr, Kurt C. 1975 The Analysis of a Paleoindian Site in the Shenandoah Valley with an Emphasis on Chronology and Function. Unpublished Master’s thesis, Department of Anthropology, Catholic University of America, Washington, D.C. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 33 Carr, Kurt, and James Adovasio 2002 Paleoindians in Pennsylvania. In Ice Age Peoples of Pennsylvania. Bureau of Historic Preservation and Pennsylvania Historical and Museum Commission, Harrisburg, Pennsylvania. Chapman, J., and A. Brewer Shea 1981 The Archaeobotanical Record: Early Archaic Period to Contact in the Lower Little Tennessee River Valley. Tennessee Anthropologist VI(1):61-84. Claggett, Stephen, and John S. Cable (assemblers) 1982 The Haw River Sites: Archaeological Investigations at Two Stratified Sites in the North Carolina Piedmont. Commonwealth Associates, Inc., Jackson, Mississippi. Coe, Joffre L. 1964 The Formative Cultures of the Carolina Piedmont. Transactions of the American Philosophical Society, Vol. 54, No.5. Philadelphia, Pennsylvania. Dillehay, Thomas D. 2000 The Settlement of the Americas. Basic Books, New York. Foss, Robert W. 1983 Blue Ridge Prehistory: A Perspective from the Shenandoah National Park. In Upland Archaeology in the East: A Symposium, pp. 91-103. U.S. Forest Service, Atlanta, Georgia. Frederick County n.d. History of Frederick County. Available at: http://www.co.frederick.va.us/visit/history- offrederick-county. Accessed December 30, 2019. Gardner, William M. 1974 The Flint Run Paleo-Indian Complex: Pattern and Process During the Paleo-Indian to Early Archaic. In The Flint Run Paleo-Indian Complex: A Preliminary Report, 1971-1973 Seasons, edited by W. M. Gardner, pp. 5-47. Department of Anthropology, Archaeology Laboratory, Occasional Publication 1, Catholic University of America, Washington, D.C. 1977 Flint Run Paleo-Indian Complex and Its Implication for Eastern North American Prehistory. In Amerinds and Their Paleoenvironments in Northeastern North America, edited by Walter Newman and Bert Salwen, pp. 257-263. Annals of the New York Academy of Sciences 288, New York, New York. 1982 Early and Middle Woodland in the Middle Atlantic: An Overview. In Practicing Environmental Archaeology: Methods and Interpretations, edited by R. W. Moeller, pp. 53- 86. Occasional Paper Number 3, American Indian Archaeological Institute, Washington, Connecticut. 1989 An Examination of Cultural Change in the Late Pleistocene and Early Holocene (circa 9200 to 6800 B.C.). In Paleoindian Research in Virginia: A Synthesis, edited by J. M. Wittkofski and T. R. Reinhart, pp. 5-52. Special Publication No. 19 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 34 Geier, Clarence G. 1990 The Early and Middle Archaic Periods: Material Culture and Technology. In Early and Middle Archaic Research in Virginia: A Synthesis, edited by T. R. Reinhart and M. E. N. Hodges, pp. 81-98. Special Publication Number 22 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. Goodyear, Albert C., III 1999 Results of the 1999 Allendale Paleoindian Expedition. Legacy 4(1-3):8-13. 2000 Topper Site: Results of the 2000 Allendale Paleoindian Expedition. Legacy 5(2):18-26. 2006 Evidence for Pre-Clovis Sites in the Eastern United States. In Paleoamerican Origins: Beyond Clovis, edited by Robson Bonnichsen, Bradley P. Lepper, Dennis Stanford, and Michael A. Waters, pp. 103-112. Texas A&M University Center for the Study of the First Americans and Texas A&M University Press, College Station. Griffin, James B. 1967 Eastern North American Archaeology: Summary. Science 156:175-191. Hodges, Mary Ellen N. 1991 The Late Archaic and Early Woodland Periods in Virginia: Interpretation and Explanation Within an Eastern Context. In Late Archaic and Early Woodland Research in Virginia: A Synthesis, edited by T. R. Reinhart and M.E.N. Hodges, pp. 221-242. Special Publication Number 23 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. 1993 The Archaeology of Native American Life in Virginia in the Context of European Contact: Review of Past Research. In The Archaeology of Seventeenth-Century Virginia, edited by T. R. Reinhart and D. J. Pogue, pp. 1-66. Special Publication Number 30 of the Archeological Society of Virginia, Dietz Press, Richmond, Virginia. Johnson, Michael F. 1996 Paleoindians Near the Edge: A Virginia Perspective. In The Paleoindian and Early Archaic Southeast, edited by D. G. Anderson and K. E. Sassaman, pp.187-212. University of Alabama Press, Tuscaloosa. Justice, Noel D. 1987 Stone Age Spear and Arrow Points of the Midcontinental and Eastern United States. Indiana University Press, Bloomington. Kalbian, Maral S. 1999 Frederick County, Virginia: History Through Architecture. Winchester-Frederick County Historical Society, Rural Landmarks Publication Committee, Winchester, Virginia. Kaplan, Barbara Beigun 1993 Land and Heritage in the Virginia Tidewater: A History of King and Queen County. Cadmus Fine Books, Richmond, Virginia. Kennedy, Frances H. 1998 The Civil War Battlefield Guide. Second Edition. Frances, E. Kennedy, ed. Houghton Mifflin Company, New York. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 35 Klein, Michael J., and Thomas Klatka 1991 Late Archaic and Early Woodland Demography and Settlement Patterns. In Late Archaic and Early Woodland Research in Virginia: A Synthesis, edited by T. R. Reinhart and M. E. Hodges, pp. 139-184. Special Publication No. 23 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. Leham, Sam (editor) 1989 The Story of Frederick County. As quoted in Rural Landmarks Survey Report of Frederick County, Virginia by Maral S. Kalbian, Winchester-Frederick County Historical Society, Winchester, Virginia. Leithoff, Aimee J., and Ellen M. Brady 2017 Phase I Archaeological Survey of Approximately 6.66 Acres Associated with the Bufflick Road Rebuild Project in Frederick County, Virginia. Stantec. Manuscript on file with the Virginia Department of Historic Resources. McAvoy, Joseph M., and Lynn D. McAvoy 1997 Archaeological Investigations of Site 44SX202, Cactus Hill, Sussex County, Virginia. Virginia Department of Historic Resources Research Report Series No. 8, Richmond. 2003 The Williamson Clove Site, 44DW1, Dinwiddie County, Virginia: An Analysis of Research Potential in Threatened Areas. Virginia Department of Historic Resources Research Report Series No. 13, Richmond. McCary, Ben C. 1996 Survey of Virginia Fluted Points. Special Publication No. 12, Archeological Society of Virginia. McLearen, Douglas C. 1991 Late Archaic and Early Woodland Material Culture in Virginia. In Late Archaic and Early Woodland Research in Virginia: A Synthesis, edited by T. R. Reinhart and M. E. Hodges, pp. 89-138. Special Publication No. 23 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. 1992 Virginia’s Middle Woodland Period: A Regional Perspective. In Middle and Late Woodland Research in Virginia: A Synthesis, edited by T. R. Reinhart and M. E. Hodges, pp. 39-64. Special Publication No. 29 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. Morton, Frederick 1925 The Story of Winchester, Virginia: The Oldest Town in the Shenandoah Valley. E. E. Keister, Reprint, Heritage Books, Bowie, Maryland. Mouer, Daniel 1991 The Formative Transition in Virginia. In Late Archaic and Early Woodland Research in Virginia: A Synthesis, edited by T. R. Reinhart and M. E. Hodges, pp.1-88. Special Publication No. 23 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 36 Natural Resources Conservation Service (NRCS) 2006 Land Resource Regions and Major Land Resource Areas of the United States, the Caribbean, and the Pacific Basin. United States Department of Agriculture Handbook 296. Washington D.C. Available at: https://www.nrcs.usda.gov/Internet/FSE_DOCUMENTS/nrcs142p2_050898.pdf. Accessed December 30, 2019. 2019 Web Soil Survey. Available at: https://websoilsurvey.sc.egov.usda.gov/App/HomePage.htm. Accessed December 17, 2019. Stevens, J. Sanderson 1991 A Story of Plants, Fire, and People: The Paleoecology and Subsistence of the Late Archaic and Early Woodland in Virginia. In Late Archaic and Early Woodland Research in Virginia: A Synthesis, edited by T. R. Reinhart and M. E. N. Hodges, pp. 185-220. Special Publication 23 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. Tolley, George A. 1983 Blue Ridge Prehistory: Perspective from the George Washington National Forest. In Upland Archaeology in the East: A Symposium, pp. 104-115. U.S. Forest Service, Atlanta, Georgia. Virginia Department of Conservation and Recreation (Virginia DCR) 2016 Overview of the Physiography and Vegetation of Virginia. Virginia DCR Natural Heritage Program, Richmond. Available at: https://www.dcr.virginia.gov/natural-heritage/natural- communities/document/ncoverviewphys-veg.pdf. Accessed December 30, 2019. Virginia Department of Historic Resources (VDHR) 2017 Guidelines for Conducting Historic Resources Survey in Virginia. VDHR, Richmond, Virginia. 2019 Virginia Cultural Resource Information System (VCRIS). Electronic GIS maintained by the Virginia Department of Historic Resources, Richmond, Virginia. Accessed December 30, 2019. Walker, Joan T., and Glenda F. Miller 1992 Life on the Levee: The Late Woodland in the Northern Great Valley of Virginia. In Middle and Late Woodland Research in Virginia: A Synthesis, edited by T. R. Reinhart and M. E. N. Hodges, pp. 165-185. Special Publication No. 29 of the Archeological Society of Virginia. Dietz Press, Richmond, Virginia. Yarnell, R. A. 1976 Early Plant Husbandry in Eastern North America. In Cultural Change and Continuity: Essays in Honor of James Bennett Griffin, edited by Charles E. Cleland, Academic Press, New York. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility 37 This page intentionally left blank. APPENDIX A Resumes of Key Project Staff Resume Page | 1 BEN DEMCHAK, M.A., ARCHAEOLOGIST Mr. Demchak has more than 14 years of archaeology and cultural resource management experience focusing in Pennsylvania, West Virginia, Virginia, and Ohio. He has assisted with surveys, excavations in all phases of field work, laboratory analysis, public outreach, and report writing. He is a seasoned crew chief and field leader with a strong work ethic and a problem -solving attitude. His expertise of North American History and focus on the Ohio River Valley broadens his understanding of the cultural resources he encounters in the region. He is also an active member of several historical and archaeological associations, including Peters Creek Historical Society, The Society for Pennsylvania Archaeology, The Archaeology Society of Ohio, and West Virginia Archaeological Society, who has been invited to present at a variety of cultural resources conferences. Additionally, Mr. Demchak was a 2015 recipient of a peer-nominated and corporate-granted safety award for his dedication to safety in the field. SELECTED PROJECT EXPERIENCE Cultural Resource Services for Multiple Well Pads, Well Sites, Pipelines, and Access Roads; Multiple Counties; Ohio, Pennsylvania, Virginia and West Virginia; Confidential Clients. SWCA has provided consulting and engineering services for numerous well pad and pipeline development projects throughout the United States. The projects consists of land survey, environmental, engineering, geotechnical, and construction oversight services associated with the permitting and construction of proposed well pads and waterlines. Role: Cultural Resources Specialist. Burlington Mill Creek Bridge Replacement Environmental Assessment; Mineral County, West Virginia; West Virginia Department of Transportation. SWCA developed a Draft Environmental Assessment (EA) in coordination with the Federal Highway Administration (FHWA). The EA provided an analysis of potential effects for the Burlington Mill Creek Bridge replacement and included an analysis of six alternative road/bridge alignments for public comment and FHWA review. Analysis included historic properties within the Burlington Historic District. Role: Cultural Resources Specialist. Logan County Phase I Cultural Resources; Logan County, West Virginia; West Virginia Department of Transportation. SWCA is completing cultural resources investigations at a 20-acre area to be used by the WVDOH for maintenance building and storage. Tasks include conducting background research, field work and inspections, and an historic properties analysis. SWCA conducted analysis on all materials found during trenching efforts and conducted additional consultation with the State Historic Preservation Office (SHPO) regarding the finds. Role: Cultural Resources Specialist. Kinder Morgan Utopia Pipeline Projects; Fulton and Harrison Counties, Ohio; Kinder Morgan Cochin LLC. SWCA is currently providing wetland, threatened and endangered species, and cultural resources inventories for a 220-mile pipeline in Ohio. The project involves background research, Phase I archaeological survey, Phase II testing, and above- ground property survey of the area of potential effect (APE) for the construction of an underground pipeline to convey natural gas product. SWCA is managing the environmental process of the project for Kinder Morgan. Other services provided include Indiana and Northern long-eared mist net inventories. Role: Cultural Resources Specialist. * Phase III Data Recovery Rockies Express (REX) Pipeline; Bellaire, Ohio. A data recovery on an early 19th-century Swiss Farmstead in response to proposed natural gas YEARS OF EXPERIENCE 14 EXPERTISE Meets the Secretary of Interior’s Qualifications for an Archaeologist Archaeology Archival Research Amerindian Warfare Ethnohistory Field Management Forensic Anthropology Historic/Prehistoric Artifact Analysis Military History Ohio River Valley History/Prehistory Settlement Patterns EDUCATION B.A., Anthropology c: Archaeology; California University of Pennsylvania, California, PA; 2005 The Cyril H. Wecht Institute of Forensic Science and Law; Duquesne University School of Law, Pittsburgh, Pennsylvania; 2006 M.A., North American History; Norwich University, Northfield, VT; 2018 TRAINING First Aid/CPR/AED, American Red Cross; 2017 Section 106 Training, 2017 OSHA Training; 2012 Construction Site Safety Training, MarkWest; 2013 Safety Training, Williams; 2013 Resume Page | 2 development. Responsibilities included technical excavation, mapping, artifact analysis, implementation of testing methodology, and fieldwork. * Environmental Construction Monitoring of the Carrie Furnace Historical Site; Pennsylvania. Client: Allegheny County. Mr. Demchak supervised and monitored construction activities at the NRHP Listed Historic Site Carrie Furnace. Role: Archaeological Monitor. * GAI Consultants, Environmental Construction Monitoring in the city of Pittsburgh; Pennsylvania. Mr. Demchak supervised and monitored construction activities in an urban setting in downtown Pittsburgh, Pennsylvania. Role: Archaeological Monitor. * GAI Consultants, Phase I Cultural Resource Survey of the Delaware & Hudson Canal; Port Jervis; New York. Mr. Demchak performed a Phase I Archaeological Survey in keeping with Section 106 of the National Historic Preservation Act (NHPA) of 1969 and New York’s Bureau of Historic Preservation requirements that searched for subsurface deposits associated with the Delaware & Hudson Canal along with extensive mapping of the canal’s above-ground components. Role: Crew Chief. * GAI Consultants, Phase I Cultural Resource Survey and Cemetery Mapping; Akron; Ohio. Mr. Demchak performed a Phase I Archaeological Survey in keeping with Section 106 of the National Historic Preservation Act (NHPA) of 1969 and Ohio’s Office of Historic Preservation requirements for a pipeline project in Ohio. The project involved extensive mapping and analysis of an existing cemetery in Akron Ohio. Role: Crew Chief. * Pan Cultural, Environmental Construction Monitoring of Water Station Locations along the Susq uehanna River; Pennsylvania. Mr. Demchak monitored various construction sites in an urban setting along the Susquehanna River for private gas and oil companies’ con struction water stations. He also monitored construction activities in the event of disturbances to in-tact archaeological resources. Role: Archaeological Monitor. Confidential Pipeline Project Environmental Services; Multiple Counties, Pennsylvania; Confidential Client. SWCA performed a Phase Ia/I Archaeological Survey in keeping with Section 106 of the National Historic Preservation Act (NHPA) of 1969 and the Pennsylvania Bureau of Historic Preservation requirements for a 40-mile pipeline project located in Pennsylvania. Role: Archaeologist and Field Director. Kinder Gulf Coast Piggable Upgrade Permitting; Multip le Counties, Indiana and Illinois; Natural Gas Pipeline Company of America. For various pipeline class upgrades, anomaly replacements, and facility and pipeline maintenance-type projects, SWCA conducts natural and cultural resource services for pipelines throughout northern Illinois and Indiana. Standard, ongoing services in this program include conducting endangered species, avian, wetlands, and cultural resources surveys; obtaining clearances and concurrences from regulatory agencies; and obtaining federal, state, and local permits, as necessary. Additional services include routing and feasibility studies and ensuring environme ntal compliance with permit conditions and mitigation measures during construction and operation. Role: Cultural Resources Specialist. Phase I Cultural Resource Surveys; Multiple Locations, Pennsylvania, West Virginia, Virginia, Ohio, and Indiana; Multiple Clients. Role: Field Director. Participated in multiple Phase I surveys for proposed compressor stations and transmission lines throughout West Virginia, Virginia, Ohio, and Indiana. Conducted Phase I reconnaissance surveys in Marshall County, West Virginia and Greene County, Pennsylvania. Phase I Cultural Resource Surveys; Appalachian, Scranton, and Mansfield, Pennsylvania. Role: Field Director. Phase I Survey of construction area for proposed work. Supervised and managed several crews while coordinating scope of work with land agents , land owners, and clients. Phase I Cultural Resource Survey; Ohioville, Pennsylvania. Role: Crew Chief. Supervised crew in Phase I Survey of stream crossings, wetlands, and construction area for proposed work. Worked continuously with Land Agents and Project Coordinator to make sure crew was on proper land tracts. Phase I Cultural Resource Surveys; Melber, Kentucky; New Philadelphia, Ohio; Parkersburg, West Virginia; DuBois, Pennsylvania. Role: Field Director. Phase I Survey of stream crossings, wetlands, and construction area for proposed work. Worked continuou sly with Land Agents and Project Coordinator to make sure crews were on proper land tracts. Phase I Cultural Resource Surveys; Various locations, Pennsylvania. Role: Crew Chief. Phase I Survey of stream crossings, wetlands, and construction area for proposed work. Supervised and managed several crews while coordinating scope of work with land agents, land owners, and clients. Resume Page | 3 Multiple CRM Phase I-III Surveys, Excavations, and Mitigation; Multiple locations throughout the Mid -Atlantic. Role: Archaeologist. Phase I-III Survey, Excavation, and Mitigation of proposed construction areas. Surveyed stream crossings, wetlands, and construction area for proposed work. Phase I Cultural Resource Survey Tappan Lake Region; Ohio. Role: Crew Chief. Supervised crew in Phase I Survey of stream crossings and wetlands. Worked continuously with Land Agents and Project Coordinator to make sure crews were on proper land tracts. Resume Page | 1 JONATHAN LIBBON, M.A., RPA, ARCHAEOLOGICAL PRINCIPAL INVESTIGATOR Jonathan is an archaeologist with over 11 years of experience in Cultural Resource Management. He meets the Secretary of Interior’s qualifications for an archaeologist and is a member of the Register of Professional Archaeologists (RPA). Mr. Libbon has extensive experience in the application of cultural resource laws with various federal, state, and local agencies and entities. He has assisted a variety of industries with their Section 106 requirements, including energy infrastructure, electrical transmission, transportation, federal and private development, and telecommunications throughout the eastern United States. His direct involvement in these projects has given him experience in field survey, data analysis, report production, and overall project management. Mr. Libbon is currently serving in leadership roles for a number of regional and national archaeological societies. As a Principal Investigator at SWCA Environmental Consultants, Mr. Libbon provides archaeological project guidance, oversees agency and stakeholder consultation, manages fieldwork/data analysis/report preparation, and provides cultural resource project support for a variety of clients and industries. SELECTED PROJECT EXPERIENCE (∗ DENOTES PROJECT EXPERIENCE PRIOR TO SWCA) Simmonsville Bridge Replacement Project, Providence, Rhode Island. The replacement of a two lane bridge over Simmons Brook, in the town of Johnston, Rhode Island. Role: Principal Investigator. Responsible for coordination with Rhode Island Department of Transportation staff, technical guidance to the project team, development and implementation of fieldwork methodology, and report preparation. Hamburg Commerce Park Project, Berks County, Pennsylvania. Large land development project (200 acres) located south of the town of Hamburg. Role: Principal Investigator. Duties consisted of coordination with US Army Corps of Engineers (USACE) cultural resource personal, development of probability testing strategy, fieldwork, reporting, and consultation with the Pennsylvania SHPO and the USACE. Mount Joy Safety Improvement Project, Lancaster County, Pennsylvania. Cultural resource coordination for proposed safety improvements (i.e., sidewalks) along Marietta Ave (SR 0772) in Mount Joy, Pennsylvania. Role: Principal Investigator. Responsibilities included overseeing geophysical survey and associated ground truthing, Phase I survey coordination, consultation with Pennsylvania Department of Transportation cultural resource staff, and report preparation Langley Airforce Base MILCON Sites Phase I Survey, Langley, Virginia. Phase I survey for 250 acres of proposed military development on Langley Airforce Base. Role: Principal Investigator. Coordinated with Joint Base Langley-Eustis Environmental staff and Virginia Department of Historic Resources Staff, conducted desktop review of project area, prepared research design, determined testing strategy, and prepared report. Route Development and Cultural Resources Support for Natural Gas Infrastructure Projects, Tyler, Doddridge, and Harrison Counties, West Virginia. Cultural resource survey, reporting, and consultation services for a variety of natural Gas mid-stream and upstream facilities. Role: Principal Investigator. Responsibilities included technical guidance, report preparation, fieldwork and managing field crews, and overseeing SHPO consultation. YEARS OF EXPERIENCE 10 EXPERTISE Cultural Resource Management Meets the Secretary of Interior’s qualifications for an Archaeologist Section 106 laws Project Management EDUCATION M.A., Applied Archaeology; Indiana University of Pennsylvania; 2011 B.A., Anthropology / Religion; University of Pittsburgh, Pennsylvania; 2007 TRAINING Section 106 Essentials Course, Advisory Council on Historic Preservation Environmental Review and Compliance for Natural Gas Facilities, Federal Energy Regulatory Commission MEMBERSHIPS President, Society for Pennsylvania Archaeology; 2011-present Member, Society for Historical Archaeology; 2010-present Society for American Archaeology; 2008-present Council for Northeastern Historical Archaeology; 2013-present Resume Page | 2 Cultural Resource Due Diligence Reviews, Confidential Solar Clients, Central Massachusetts. Environmental due diligence documentation for various proposed solar fields throughout Massachusetts. Role: Principal Investigator. Duties consisted of background research, a desktop review of cultural (historic and archaeological) resources within and adjacent to the proposed development, and a creation of an archaeological sensitivity ranking of the project area. Utopia Pipeline Project; Various Counties, Ohio. Approximately 225-miles ethane and ethane-propane pipeline project through northern Ohio. Role: Senior Archaeologist. Responsibilities included oversight of cultural resource studies, staffing coordination, environmental permitting, planning and implementation of archaeological testing strategy, and report preparation. ∗Long Rifle Road and Gypsy Hill Road Intersection Improvement Project; Lancaster County, Pennsylvania. Cultural resource studies necessitated by the improvement of an intersection and the realignment of associated roads. Role: Principal Investigator. Duties consisted of client coordination, land access, field survey, report preparation, and SHPO consultation. ∗Mission Pump Station Project; Lancaster County, Pennsylvania. A proposed relocation of a pump station and associated infrastructure. Role: Principal Investigator. Responsible for fieldwork, including deep testing, management of sub-consultants, background research and report preparation. Also worked with client to ensure that consultation with the Pennsylvania SHPO was efficient and thorough. ∗I-84 Newtown Resurfacing and Safety Improvements; Newtown, Connecticut; Connecticut Department of Transportation. Upgrade of four miles of highway in Newtown, Connecticut. Role: Principal Investigator. Project responsibilities included consultation with the Connecticut Department of Transportation, Office of Environmental Planning, fieldwork, and report preparation. *U.S. Salt Mine Project, Schuyler County, New York., Proposed natural gas Storage Facility in Schuyler County, New York. Responsibilities included background research, leading field crews, authoring the report, agency/SHPO consultation. *Pawtucket Falls Overlook, Lowell, Massachusetts. A 0.6-mile multi-use path along the north shore of the Merrimack River in downtown Lowell. Role: Principal Investigator. Responsibilities included consultation with the Lowell Historic Preservation Review Board, and the National Park Service/Massachusetts Historical Commission. ∗Milford Meter Station Project, Pike County, Pennsylvania. Construction of a meter station on a FERC regulated natural gas pipeline. Role: Principal Investigator. Responsibilities included overseeing fieldwork, data analysis, background research, reporting, and SHPO consultation for a natural gas meter station in Pike County, Pennsylvania. ∗Confidential Residential Client; Hartford County, Connecticut. A large proposed residential development project in central Connecticut. Role: Principal Investigator. Duties included identifying and testing high probability areas within the 500+ acre project area, providing cultural resource guidance to the project team, field support, artifact analysis, GIS analysis, and report production. ∗Susquehanna Gathering System; Susquehanna County, Pennsylvania. A gathering system of 16-inch pipelines connecting approximately 50 natural gas wells and three compressor stations. Role: Principal Investigator. Responsibilities included overseeing fieldwork, leading field crews, client updates, report preparation, and state consultation. ∗Hemlock Pipeline Project; Lycoming and Sullivan Counties, Pennsylvania. Approximately 8 miles of mainline natural gas pipeline, associated gathering/water lines, and well laterals. Role: Lead Author and Principal Investigator. Responsibilities included the direction of field crews, report preparation, and state consultation. ∗Western Kentucky Lateral Project; Muhlenberg County, Kentucky. An approximately 22-mile-long FERC 7(c) natural gas pipeline project near Greensboro, Kentucky. Role: Principal Investigator. Responsibilities included report production, coordinating field surveys and client updates, background research, consultation with the Kentucky Heritage Council, the Kentucky Office of State Archaeology, and Native American Tribes. ∗Pipeline Route Development Projects; Carroll, Jefferson, Harrison Counties, Ohio. Environmental team that assessed numerous pipeline routes though-out eastern Ohio as part of the Utica Shale Play Development. Role: Cultural Resource Lead. Duties included preliminary assessment of cultural resource concerns in the general Project area, assessment of USACE permit areas, preparation of Cultural Resources Due Diligence Review documents and Phase I reporting. Resume Page | 3 ∗H-312 Pipeline Project; Harrison County, West Virginia. An approximately 9-mile natural gas pipeline in central West Virginia. Role: Principal Investigator. As principal investigator, responsibilities included directing and managing field crews, report preparation, background research, consultation with the West Virginia Division of Culture and History, and preparation of Federal Energy Regulatory Commission (FERC) documentation. Fast mobilizations, reporting, and consultation were often needed because of complex and unforeseen project constraints. ∗H-305 Pipeline Project; Greene County, Pennsylvania. An approximately 3-mile natural gas pipeline in southwestern Pennsylvania. Role: Principal Investigator. Responsibilities included report preparation, data analysis, consultation with the Pennsylvania Bureau of Historic Preservation, and managing field crews. Worked with construction managers to account for archaeological resources within the proposed project right-of-way. ∗Belmont Mix-Use Development Project; Lancaster County, Pennsylvania. A Phase II Evaluation of 36LA1102, a late nineteenth/early twentieth century historic site associated with a lime quarry and kiln. Role: Principal Investigator. Project responsibilities included, preparation of Phase II work plan, leading fieldwork, consultation with stake holders, data analysis, reporting, and consultation with the Pennsylvania SHPO. Worked with client to incorporate archaeological data into overall site plan. ∗TGP FAC 6019 Interconnect Project, Madison County, New York. Served as cultural lead for the proposed construction of a pipeline interconnect in Madison County, New York. Duties included conducting a desktop review and consultation ∗Meadows Curation; Pennsylvania. The curation of a large urban site dating from the seventeenth to the twentieth century. Role: Lab Technician. Was responsible for artifact identification, coding, labeling, and processing, according to the Pennsylvania Historic Museum Commission Standards. ∗Section II of the Coalfields Express Way; Wise, Dickenson, and Buchanan Counties, Virginia; Virginia DOT. Survey of 26.6 miles of new mainline roadway. Role: Project Archaeologist. Responsibilities during the Project included coordinated with client to get shape files of APE, created maps of project area, conducted background research, led crew in survey, analyzed results, wrote report, and submitted to client for review. *ATC Hopkington Project, Merrimack County, New Hampshire. Principal investigator for the construction of a telecommunication tower and associated compound. Responsibilities include fieldwork, report preparation and associated FCC forms, extensive tribal consultation, and project management. *Telecommunication Cultural Resource Services; New York. Principal investigator for four new build telecommunication sites, and several compound expansion projects throughout New York. Project Responsibilities included client coordination, fieldwork, report preparation, SHPO/FCC/Tribal consultation. ∗Belmont Mix-Use Development Project; Lancaster County, Pennsylvania. A Phase II Evaluation of 36LA1102, a late nineteenth/early twentieth century historic site associated with a lime quarry and kiln. Role: Principal Investigator. Project responsibilities included, preparation of Phase II work plan, leading fieldwork, consultation with stake holders, data analysis, reporting, and consultation with the Pennsylvania SHPO. Worked with client to incorporate archaeological data into overall site plan. ∗Geophysical Investigations at Staple Bend Tunnel; Allegheny Portage National Historic Site. Conducted a ground penetrating radar survey, and processed and analyzed the results. Contributed to a report submitted to the National Park Service, and presented findings at the Society for American Archaeology Conference. ∗Historic Structure Survey of Northeast Venango County; Venango County, Pennsylvania. An above ground resources survey of northeast Venango County. Role: Field Director and Lead Author. Responsibilities included directing the field crew, filling out Historic Resource Survey Forms, analyzing the results, and giving planning recommendations to county commissioners. APPENDIX B Historic Mapping Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix B Figure 1. Approximate project location shown on 1820 Frederick County Map. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix B Figure 2. Approximate project location shown on 1938 Winchester, Virginia, U.S. Geological Survey Quadrangle (Right) and the 1937 Middletown, Virginia, U.S. Geological Survey Quadrangle (Left). Buildings in the Project area indicated with red arrows. *Generation Tie-in, located in the southeastern corner of the LOD is not depicted Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix B Figure 3. Approximate project location shown on 1972 Stephens City, Virginia, U.S. Geological Survey Aerial Imagery. Buildings within project area are circled in red. *Generation Tie-in, located in the southeastern corner of the LOD is not depicted This page intentionally left blank. APPENDIX C Project Photographs Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 1. Overview of harvested agricultural field and sloping landform within the APE, facing west. Photo 2. Overview of harvested agricultural field within the APE, facing east. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 3. Overview of an upland deciduous forest within the APE, facing north. Photo 4. Overview of active orchard field and sloping landform within the APE, facing east. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 5. Overview of cleared trail within woodland area in the APE, facing southwest. Photo 6. Overview of dense woodland and potential high probability landform within the APE, facing north. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 7. Overview of pond within deciduous woodland in the APE, facing north. Photo 8. Overview of previously recorded site, 44FK0167, within the APE, facing west. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 9. Overview of a drained pond within the APE, facing west. Photo 10. Overview of pasture and tree line within the APE, facing northwest. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 11. Overview of a gravel driveway disturbance within the APE, facing east-southeast. Photo 12. Overview of gently rolling landscape and agricultural field within the APE, facing northwest. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 13. Overview of previously recorded site location, 44FK0166, within the APE, facing east. Photo 14. Overview of a dam within the APE, facing east. The dam is possibly associated with 44FK0166. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 15. Overview of previously recorded site, 44FK0163, within the APE, facing east. Photo 16. Overview of previously recorded site, 44FK0168, within the APE, facing east. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 17. Overview of Building 1 within the APE, facing east. Photo 18. Overview of outbuilding associated with Building 1 within the APE, facing northeast. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 19. Overview of collapsed outbuilding associated with Building 1 within the APE, facing northwest. Photo 20. Overview of outbuilding associated with Building 1 within the APE, facing northeast. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 21. Overview of outbuilding associated with Building 1 within the APE, facing east. Photo 22. Overview of Building 2 within the APE, facing northeast. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 23. Overview of outbuildings associated with Building 2 within the APE, facing northeast. Photo 24. Overview of wooden building within the APE, facing northeast. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 25. Overview of wooden building within the APE, facing south. Photo 26. Overview of dressed stone foundation within the APE, facing southeast. Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Appendix C Photo 27. Overview of dressed stone foundation within the APE, facing northwest. Photo 28. Overview of debris pile associated with the dressed stone foundation within the APE, facing south. APPENDIX D Shovel Test Pit Profiles Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Shovel Test Profiles 0 cm 0 cm 38 cm Brown (10YR 4/3) Silt Loam Strong Brown (7.5YR 5/8) Silty Clay Loam Shovel Test A1 Shovel Test A2 *Not to Scale *Not to scale Yellowish Red (5YR 5/6) Clay Loam 32 cm 50 cm Brown (7.5YR 4/3) Silty Clay Loam 23 cm Phase IA Archaeological Reconnaissance for the Bartonsville Energy Facility – Shovel Test Profiles 0 cm 0 cm 12 cm Dark Gray (10YR 4/1) Silt Loam Strong Brown (7.5YR 5/8) Clay Loam Shovel Test A4 Shovel Test B2 *Not to Scale *Not to scale Red mottled with Dark Brown (2.5YR 5/8, 10YR 3/3) Silty Clay 15 cm 35 cm Dark Brown (10YR 3/3) Silt Loam 10 cm Brown mottled with Red (10YR 4/3, 2.5YR 5/8) Silty Clay Loam 25 cm [Type text] [Type text] [Type text] 1 May 7, 2020 Application Narrative and Statement of Intent for Conditional Use Permit (CUP) 230 Court Square Suite B102, Charlottesville, VA 22902 Bartonsville Energy Facility d 2 Table of Contents 1. EXECUTIVE SUMMARY 2. DESCRIPTION OF PROPERTY 3. PROJECT OVERVIEW FACILITY SUMMARY CONSTRUCTION SCHEDULE COMPLIANCE WITH COUNTY REGULATION COORDINATION WITH STEPHENS CITY 4. ANALYSIS OF IMPACTS VISUAL ECOLOGICAL CULTURAL RESOURCES NOISE TRAFFIC LIGHTING ODORS, DUST, FUMES, VIBRATIONS FIRE SAFETY / SECURITY COMMUNITY OUTREACH LIST OF EXHIBITS EXHIBIT A – EXECUTIVE SUMMARY SUPPORT EXHIBITS EXHIBIT B – CONCEPT PLAN EXHIBIT C – CULTURAL RESOURCES REPORT d 3 1.Executive Summary Bartonsville Energy Facility, LLC, a subsidiary of Torch Clean Energy (“Torch”), requests a Conditional Use Permit (“CUP”) to allow the construction and operation of a photovoltaic solar energy generation facility (the “Project”) as described in this Application. The Project is proposed on the parcels identified by Frederick County as Tax Map IDs 74-A-45, 74-A-44A, 74-A-4, 74-A-6C, as well as lots 1 through 12 of the Springdale Glen subdivision and lots 1 through 52 of the Carrollton Estates subdivision. The Project area includes parcels that total 957 acres (the “Property”). The majority of the site is located in the Back Creek Magisterial District in Frederick County, with a portion in the Opequon Magisterial District in Stephens City, Virginia. The Project has been sited and proposed with the following considerations : ▪The Project location was selected for its proximity to existing transmission facilities and minimal visual impact to existing residential areas. ▪The Project will repurpose two large subdivisions on agricultural land, maintaining the character of the County’s rural landscape and creating no new requirement for County services. ▪The Project has been planned and designed to avoid impacts to cultural and environmental resources. ▪The Project will provide clean energy that matches the electricity consumption of approximately 15,000 homes in Virginia and will help the Commonwealth meet its goals for the adoption of clean energy. ▪The Project will provide personal property and increased real estate taxes to the County over the course of its life as well as injecting direct economic activity into the County during the construction and operating periods. If approved by the Board of Supervisors, the Project will bring economic benefits to Frederick County with no detrimental effects on the neighboring properties or the County as a whole. Torch Clean Energy Torch Clean Energy is a developer and owner of renewable energy generation facilities in the United States with offices in Virginia and Colorado. We have developed solar and wind facilities, including the Red Horse Project, a 101 Megawatt (“MW”) solar and wind hybrid project. Torch has over 500MW of solar under development in the Commonwealth of Virginia, including the Chester Solar Technology Park in Chesterfield County, which was permitted in September of 2019, and the Jarratt Energy Facility, which was permitted in March of 2020. To date, Torch has developed and financed over $600 million of renewable energy projects through the country. d 4 2. Description of Property The Project Property is zoned RA (Frederick County) and R1 (Stephens City) and consists of the following parcels: Parcels by Usage and Acreage Parcel Acreage Zoning Use Used for Solar Generating Equipment 74-A-45 96.55 R1 Crops 74-A-44A 40.01 R1 Crops 74-A-4 265.41 RA Crops / Forested 74-A-6C 3.8 RA Crops / Forested Lots 1 – 12, inclusive, Springdale Glen 53.2 RA Crops / Orchard Lots 1 – 52, inclusive, Carrollton Estates 307.9 RA Crops / Orchard Used for Generation-Tie Line and Interconnection Facilities 74-A-44 9.81 R1 Residence 74-A-35A 18.0 RA Crops 74-A-20 162.0 RA Crops The Property is located approximately 1.2 miles west of I-81 and Stephens City, and comprises agricultural fields, orchards, and forest stands. The surrounding properties are primarily rural residences, farmland, and forested areas. An existing FirstEnergy 138 kV transmission line runs less than one mile to the east of the Project site, adjacent to the railroad corridor and industrial district flanking Stephens City. This transmission line runs between the Bartonville and Meadowbrook substations. Article IV of the Frederick County Zoning Ordinance permits utility-scale solar facilities in the RA district with a CUP. The Applicant requests a CUP to allow the construction and operation of the Project on the Property. 3. Project Overview Facility Summary The Bartonsville Energy Facility will produce over 180,000 megawatt-hours of clean energy in its first year of operation, which represents the energy consumption of approximately 1 5,000 homes. The Project will consist of ground-mounted photovoltaic modules and a series of central inverters that will be used to convert the electricity from direct current to alternating current. The Project will interconnect to a FirstEnergy 138-kilovolt transmission line adjacent to the CSX railroad corridor. The Project substation and switching station will be built on parcel 74-A-20 and will be linked to the Project site via a 34.5kV distribution voltage Generation-Tie line that will run along an easement corridor crossing d 5 parcels 74-A-20, 74-A-35A, and 74-A-44. This Generation-Tie line will be underground. No new transmission-voltage lines will be built for the Project. The Project will be developed generally as depicted on Exhibit B, the Concept Plan, as included with this Application. The Concept Plan provides a map of the solar array area, the proposed point of interconnection with the transmission system, vegetative buffer zones, perimeter fencing, access points, and other features of the Project. As shown on the Concept Plan, three points of access are proposed, two of which will be from Springdale Road (Route 649). An entrance to the northern section of the Project will be located approximately 0.75 miles east of the intersection with Germany Road (Route 625), and an entrance to the southern portion will follow Carrollton Lane . A third, southeastern access will be on Passage Road (Route 648), approximately 0.3 miles from the intersection with Marlboro Road. Construction Schedule The construction of the Project is estimated to take approximately 1 2 months to achieve substantial completion. The first phase of the Project will be civil works, such as area-specific grading, in order to prepare for the installation of the solar equipment. The second phase will consist of the mechanical and electrical installation of the solar equipment . The final phase is the testing of the facility and the energization. Phase 1 –Site Preparation and Civil Work: 3-6 Months Phase 2 - Mechanical and Electrical Installation: 4-6 Months Phase 3 – Facility Testing and Energization: 3 Months Overlap between the first two phases is expected, subject to the final construction schedule. Additionally, construction of the interconnection facilities by FirstEnergy will span all three phases of construction. Compliance with County Regulation The Applicant completed a Pre-Application meeting with Frederick County Planning and has gathered and addressed feedback from required County agencies. The Applicant conferred with the County Historic Resources Advisory Board to discuss historical and cultural resources in the County. Additional CUP materials have been compiled according to the County Zoning Ordinance and Planning process guidelines. Coordination with Stephens City The Applicant is working concurrently with Stephens City to permit the portion of the Project that falls within the Town. This Application requests a CUP for the County portion of the Project but shows the entirety of the Project for clarity. d 6 4. Analysis of Impacts Pursuant to Chapter 165, Part 103 of the Zoning Ordinance, a CUP may be granted where the Board of Supervisors finds that (i) the proposed use is in accordance with the policies expressed in the Comprehensive Plan of the County, and (ii) the proposed use is in harmony and shall not adversely affect the use and enjoyment of surrounding properties (§ 165-103.02). In accordance with the criteria set forth in the Zoning Ordinance for CUP approval, the proposed Project will not adversely affect the health, safety, or welfare of persons residing or working in the neighborhood of the proposed use and will not be detrimental to public welfare or injurious to the Property or improvements in the neighborhood. As a passive u se located in a Rural district, the Project will not be detrimental to, or substantively change, the character of the surrounding area. Further, by consolidating and repurposing two large subdivisions (Carrolton Estates and Springdale Glen), the Project will prevent additional fragmentation of the landscape. The proposed Project will not cause any increase in demand for County services. The Project will not increase population, housing impacts, or demands on schools. It will have minimal impacts on drainage and erosion and will not require the use of local water or sewer utilities. Erosion and sediment controls and permanent stormwater management facilities will be provided as part of the Project to the extent required by applicable laws. The Project will not significantly increase traffic in the area, and no public road improvements will be required for the construction or servicing of the Project. The effects of the Project are evaluated as follows: Visual Along the perimeter of the Property, a setback from the Property line to solar generating equipment shall be used. Within this setback, a buffer consisting of new and /or existing vegetation will be used to screen the Project, as outlined below and shown in Exhibit B. The setback from external roads and property lines will generally be 100 feet, with the fence installed between 75 and 100 feet from the property lines. These setbacks shall not apply to the undergound Generation Tie-Line or the interconnection facilities. The most traveled routes near the Project are Middle Road, to the north, and Marlboro road, to the south. The Project has no frontage on either of these routes , except for the underground distribution voltage Generation-Tie line crossing occurring near the intersection of Marlboro Road and Passage Lane. The Project has approximately 0.25 miles of frontage along Passage Road and 0.85 miles of frontage along Springdale Road. The Landscaping Plan will minimize visual impacts to surrounding properties and rights-of-way by maintaining and enhancing existing tree lines and vegetative buffers, while providing for new plantings in targeted areas. Specifically, the Project will do the following: ▪ Maintain existing tree lines along western and southern boundaries of the Carrollton Estates and Springdale Glen property; d 7 ▪Use existing topography to ensure that the Project is not visible from Middle Road ; ▪Plant new vegetative buffers on the southern side of parcel 74-A-45, along Springdale Road; and along a property line to the north of Springdale Road. This plan is depicted in Exhibit B. Ecological Wetlands will be delineated and avoided in the construction of the Project. Additionally, the Project will complete thorough consultation with the Department of Environmental Quality as part of the “Permit by Rule” process for renewable energy facilities. Cultural Resources The Project has undergone an archeological and architectural study in accordance with County requirements and will not directly impact any identified landmarks. Cultural and historical resources in the vicinity of the Project are described in Exhibit C. Additionally, the Project will require concurrence from the Department of Historic Resources as part of the “Permit by Rule” process for renewable energy facilities. Noise Once operational, the Project will not be audible to adjacent landowners . Construction activities will generally be limited to daylight hours, with pile driving work scheduled for daylight hours between Monday and Saturday. Traffic General construction traffic will use the Project’s three access points on Springdale Road and Passage Road and will use the Project’s internal road network to move around the site. General construction traffic consists of personal vehicles (e.g. pickup trucks) carrying passengers, tools, and minor equipment to and around the Project site. Due to the proximity of the Project to I-81 and the existing road network, there will be little impact to current public traffic. Component deliveries (e.g. solar panels, inverters, concrete trucks, construction equipment, etc.) will primarily access the site from I-81, Marlboro Road, and Passage Road. All parking and laydown construction will occur within the boundaries of Project site. Operations and Maintenance for the Project will not measurably increase vehicular traffic. Lighting Except for minimal safety and security lighting in a few locations, the Project wi ll not be lit. Any installed lighting will comply with applicable County ordinances. d 8 Odors, Dust, Fumes, Vibrations The Project will not generate air emissions. Once operational, no odors, trash, or recycled materials will be produced. No fuel or fuel stor age and no outside storage will be needed on the Project after construction is completed. There will be no impact on water or air quality. Fire Safety / Security The Project will not pose increased security or safety risks or fire hazards. Once the Project is constructed, a permanent perimeter/boundary fence will enclose the solar panels. The fence will have a minimum height of six (6) feet. The fence will be posted with security signage along with contact information for a 24-hour manned communication system. The three site entrances and internal road network will provide access to every part of the Project. The Project will be monitored remotely on a 24/7 basis. The Operations Team will have the ability to remotely de-energize the Project if necessary and immediately contact and coordinate with the appropriate local fire and EMS personnel. Tr aining will be provided to local fire and EMS on FirstEnergy emergency procedures and notification in case of emergency. Community Outreach During the last nine months, the Applicant has met with landowners in the vicinity of the Project site, including residents and owners of businesses. These meetings have influenced the Project’s Conceptual Plan, particularly with respect to the buffer planting and use of existing topography to screen the Project from view.