022-97
RESOLUTION OF THE BOARD OF SUPERVISORS OF THE
COUNTY OF FREDERICK, VIRGINIA
March 12, 1997
At a regular meeting of the Board of Supervisors of the
County of Frederick, Virginia, held on March 12, 1997, the
following persons were present or absent as shown:
PRESENT:
Chairman James L. Longerbeam
v. Harrington Smith. Jr.
Robert H. Sager
Vice-Chairman Richard C. Shickle
Charles W. Orndoff. Sr.
Margaret B. Douglas
ABSENT:
Upon motion by Richard C. Shickle
, seconded by
_ Robert M. Sa~er
, the following resolution was adopted by a
majority of the members of the Board of Supervisors by the
following roll call vote, as recorded in the minutes of the
meeting:
MEMBER
VOTE
James L. Longerbeam
Richard C. Shickle
W. Harrington SJ:lith. Jr.
Charles W. Orndoff, Sr.
Robert M. Sager
Margaret B. Douglas
Aye
Aye
Aye
Aye
Aye
Aye
A RESOLUTION AUTHORIZING THE ISSUANCE OF
$1,357,000 GENERAL OBLIGATION SCHOOL BONDS OF
THE COUNTY OF FREDERICK, VIRGINIA TO BE SOLD
TO THE VIRGINIA PUBLIC SCHOOL AUTHORITY AND
PROVIDING FOR THE FORM AND DETAILS THEREOF
WHEREAS, the Board of Supervisors (the "Board") of the
County of Frederick, Virginia (the "County") has determined that
it is necessary and expedient to borrow not to exceed $1,357,000
and to issue its general obligation school bonds to finance
certain capital projects for school purposes.
WHEREAS, the County has held a public hearing, after due
publication of notice, in accordance with Section 15.1-227.8,
Code of Virginia of 1950, as amended (the "Virginia Code"), on
March 12, 1997 on the issuance of school bonds in an amount not
to exceed $1,357,000.
WHEREAS the School Board of the County has requested by
resolution the Board to authorize the issuance of the Bonds (as
defined below) and has consented to the issuance of the Bonds.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF
SUPERVISORS OF THE COUNTY OF FREDERICK, VIRGINIA:
1. Authorization of Bonds and Use of Proceeds. The
Board hereby determines that it is advisable to contract a debt
and to issue and sell general obligation school bonds of the
County in an aggregate principal amount not to exceed $1,357,000
(the "Bonds") for the purpose of financing or refinancing certain
capital projects for school purposes. The Board hereby
authorizes the issuance and sale of the Bonds in the form and
upon the terms established pursuant to this Resolution.
2. Sale of the Bonds. It is determined to be in the
best interest of the County to accept the offer of the Virginia
Public School Authority (the "VPSA") to purchase from the County,
and to sell to the VPSA, the Bonds at par upon the terms
established pursuant to this Resolution. The County
Administrator and the Chairman of the Board, or either of them,
and such officer or officers of the County as either of them may
designate, are hereby authorized and directed to enter into a
Bond Sale Agreement with the VPSA providing for the sale of the
Bonds to the VPSA in substantially the form on file with the
County Administrator, which form is hereby approved ("Bond Sale
Agreement") .
3. Details of the Bonds. The Bonds shall be issuable
in fully registered form in denominations of $5,000 and whole
multiples thereof; shall be dated the date of issuance and
delivery of the Bonds; shall be designated "General Obligation
School Bonds, Series 1997A"; shall bear interest from the date of
delivery thereof payable semi-annually on each January 15 and
July 15 (each an "IRterest Payment Date"), beginning July 15,
1997, (or such other date as the County Administrator may
approve) at the rates established in accordance with paragraph 4
-of this Resolution; and shall mature on July 15 (or such other
date as the County Administrator may approve) in the years (each
a "Principal Payment Date") and in the amounts established in
accordance with paragraph 4 of this Resolution.
4. Principal Installments and Interest Rates. The
County Administrator is hereby authorized and directed to accept
the interest rates on the Bonds established by the VPSA, provided
that each interest rate shall be ten one-hundredths of one
percent (O.10%) over the interest rate to be paid by the VPSA for
the corresponding principal payment date of the bonds to be
issued by the VPSA (the "VPSA Bonds"), a portion of the proceeds
of which will be used to purchase the Bonds, and provided
further, that the true interest cost of the Bonds does not exceed
eight percent (8%) per annum. The County Administrator is
further authorized and directed to accept the aggregate principal
amount of the Bonds and the amounts of principal of the Bonds
coming due on each Principal Payment Date ("Principal
Installments") established by the VPSA, including any changes in
the Interest Payment Dates, the principal Payment Dates and the
Principal Installments which may be requested by VPSA provided
that such aggregate principal amount shall not exceed the maximum
amount set forth in paragraph one and the final maturity of the
Bonds shall not be later than 21 years from their date. The
execution and delivery of the Bonds as described in paragraph 8
_hereof shall conclusively evidence such Interest Payment Dates,
Principal Payment Dates, interest rates, principal amount and
Principal Installments as having been so accepted as authorized
by this Resolution.
5. Form of the Bonds. For as long as the VPSA is the
registered owner of the Bonds, the Bonds shall be in the form of
a single, temporary typewritten bond substantially in the form
attached hereto as Exhibit A. On twenty (20) days written notice
from the VPSA, the County shall deliver, at its expense, Bonds in
marketable form in denominations of $5,000 and whole multiples
thereof, as requested by the VPSA, in exchange for the temporary
typewritten Bond.
6.Pavment; paving Aqent and Bond Registrar. The
following provisions shall apply to the Bonds:
(al For as long as the VPSA is the registered owner of
the Bonds, all payments of principal of, premium, if any, and
interest on the Bonds shall be made in immediately available
funds to the VPSA at or before 11:00 a.m. on the applicable
Interest Payment Date, Principal Payment Date or date fixed for
prepayment or redemption, or if such date is not a business day
for Virginia banks or for the Commonwealth of Virginia, then at
or before 11:00 a.m. on the business day next preceding such
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Interest Payment Date, Principal Payment Date or date fixed for
prepayment or redemption;
(b) All overdue payments of principal and, to the
extent permitted by law, interest shall bear interest at the
applicable interest rate or rates on the Bonds; and
(c) Crestar Bank, Richmond, Virginia, is designated as
Bond Registrar and Paying Agent for the Bonds.
7. Prepavrnent or Redemption. The Principal
Installments of the Bonds held by the VPSA coming due on or
before July 15, 2008, and the definitive Bonds for which the
Bonds held by the VPSA may be exchanged that mature on or before
July 15, 2008, are not subject to prepayment or redemption prior
to their stated maturities. The Principal Installments of the
Bonds held by the VPSA coming due after July 15, 2008, and the
definitive Bonds for which the Bonds held by the VPSA may be
exchanged that mature after July 15, 2008, are subject to
prepayment or redemption at the option of the County prior to
their stated maturities in whole or in part, on any date on or
after July 15, 2008, upon payment of the prepayment or redemption
prices (expressed as percentages of Principal Installments to be
prepaid or the principal amount of the Bonds to be redeemed) set
forth below plus accrued interest to the date set for prepayment
or redemption:
Dates
Prices
July 15, 2008 to July 14, 2009, inclusive.............
July 15, 2009 to July 14, 2010, inclusive.............
July 15, 2010 to July 14, 2011, inclusive.............
July 15, 2011 and thereafter..........................
103%
102
101
100;
Provided, however, that the Bonds shall not be subject to
prepayment or redemption prior to their stated maturities as
described above without first obtaining the written consent of
the registered owner of the Bonds. Notice of any such prepayment
or redemption shall be given by the Bond Registrar to the
registered owner by regiscered mail not more than ninety (90) and
not less than sixty (60) days before the date fixed for
prepayment or redemption. The County Administrator is authorized
to approve such other redemption provisions, including changes to
the redemption dates set forth above, as may be set forth in the
Bond Sale Agreement.
8. Execution of the Bonds. The Chairman or Vice
Chairman and the Clerk or any Deputy Clerk of the Board are
authorized and directed to execute and deliver the Bonds and to
affix the seal of the County thereto.
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9. Pledge of Full Faith and Credit. For the prompt
payment of the principal of, and the premium, if any, and the
- interest on the Bonds as the same shall become due,.the full
faith and credit of the County are hereby irrevocably pledged,
and in each year while any of the Bonds shall be outstanding
there shall be levied and collected in accordance with law an
annual ad valorem tax upon all taxable property in the County
subject to local taxation sufficient in amount to provide for the
payment of the principal of, and the premium, if any, and the
interest on the Bonds as such principal, premium, if any, and
interest shall become due, which tax shall be without limitation
as to rate or amount and in addition to all other taxes
authorized to be levied in the County to the extent other funds
of the County are not lawfully available and appropriated for
such purpose.
10. Use of Proceeds Certificate: Non-Arbitraqe
Certificate. The Chairman of the Board and the County
Administrator and such officer or officers of the County as
either may designate are hereby authorized and directed to
execute a Non-Arbitrage Certificate, if requested by bond
counsel, and a Use of Proceeds Certificate setting forth the
expected use and investment of the proceeds of the Bonds and
containing such covenants as may be necessary in order to show
compliance with the provisions of the Internal Revenue Code of
1986, as amended (the "Code"), and applicable regulations
relating to the exclusion from gross income of interest on the
Bonds and on the VPSA Bonds. The Board covenants on behalf of
the County that (i) the proceeds from the issuance and sale of
the Bonds will be invested and expended as set forth in such Use
of Proceeds Certificate and the County shall comply with the
covenants and representations contained therein and-(ii) the
County shall comply with the provisions of the Code so that
interest on the Bonds and on the VPSA Bonds will remain
excludable from gross income for Federal income tax purposes.
11. State Non-Arbitraqe Proqram: Proceeds Aqreement.
The Board hereby determines that it is in the best interests of
the County to authorize and direct the County Treasurer to
participate in the State ~on-Arbitrage Program in connection with
the Bonds. The County Administrator and the Chairman of the
Board, or either of them, and such officer or officers of the
County as either of them may designate, are hereby authorized and
directed to execute and deliver a Proceeds Agreement with respect
to the deposit and investment of proceeds of the Bonds by and
among the County, the other participants in the sale of the VPSA
Bonds, the VPSA, the investment manager, and the depository
substantially in the form on file with the County Administrator,
which form is hereby approved.
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13. Filinq of Resolution. The appropriate officers or
agents of the County are hereby authorized and directed to cause
a certified copy of this Resolution to be filed with the Circuit
Court of the County.
12. Continuinq Disclosure Aqreement. The Chairman of
the Board and the County Administrator, or either of them, and
-. such officer or officers of the County as either of them may
designate are hereby authorized and directed to execute a
Continuing Disclosure Agreement, as set forth in Appendix F to
the Bond Sale Agreement, setting forth the reports and notices to
be filed by the County and containing such covenants as may be
necessary in order to show compliance with the provisions of the
Securities and Exchange Commission Rule 15c2-12.
14. Further Actions. The County Administrator, the
Chairman of the Board, and such other officers, employees and
agents of the County as either of them may designate are hereby
authorized to take such action as the County Administrator or the
Chairman of the Board may consider necessary or desirable in
connection with the issuance and sale of the Bonds and any such
action previously taken is hereby ratified and confirmed.
15. Effective Date. This Resolution shall take effect
immediately.
The undersigned Clerk of the Board of Supervisors of
the County of Frederick, Virginia, hereby certifies that the
foregoing constitutes a true and correct extract from the minutes
of a meeting of the Board of Supervisors held on March 12, 1997,
and of the whole thereof so far as applicable to the matters
referred to in such extract. I hereby further certify that such
meeting was a regularly scheduled meeting and that, during the
consideration of the foregoing resolution, a quorum was present.
WITNESS MY HAND and the seal of the Board of ~
Supervisors of the County of Frederick, Virginia, this~ day of
March, 1997.
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RESOLUTION _NO.: 022-97